Filing Details
- Accession Number:
- 0001209191-14-036966
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-05-27 14:34:57
- Reporting Period:
- 2013-05-31
- Filing Date:
- 2014-05-27
- Accepted Time:
- 2014-05-27 14:34:57
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
855683 | Milestone Scientific Inc. | MLSS | Orthopedic, Prosthetic & Surgical Appliances & Supplies (3842) | 133545623 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1188354 | Leonard Osser | C/O Milestone Scientific Inc. 220 South Orange Avenue Livingston NJ 07039 | Ceo | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $.001 Par Value | Acquisiton | 2013-05-31 | 13,043 | $1.15 | 2,625,673 | No | 4 | P | Direct | |
Common Stock, $.001 Par Value | Acquisiton | 2013-12-31 | 124,224 | $0.00 | 2,749,897 | No | 4 | A | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | A | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Options to purchase common stock | Acquisiton | 2013-12-31 | 248,448 | $0.00 | 248,448 | $1.65 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
248,448 | 2013-12-31 | 2018-12-31 | No | 4 | A | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Options to purchase common stock | $0.75 | 2012-01-09 | 2017-01-09 | 133,334 | 133,334 | Direct |
Common Stock | Options to purchase common stock | $1.74 | 2015-12-17 | 42,193 | 42,193 | Direct | |
Common Stock | Options to purchase common stock | $1.49 | 2014-11-01 | 73,333 | 73,333 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2017-01-09 | 133,334 | 133,334 | Direct |
2015-12-17 | 42,193 | 42,193 | Direct |
2014-11-01 | 73,333 | 73,333 | Direct |
Footnotes
- Shares to be issued at the termination of employment.
- Not applicable.
- Includes 1,306,717 shares of common stock to be issued at the termination of employment. On May 9, 2014, 600,000 of these shares were issued to the reporting person.
- These options are exercisable as follows: (i) for 82,733 shares on the date of grant (12-31-13) and (ii) for an additional 1/3 of the 165,715 remaining shares on each of the 1st through 3rd anniversaries of the date of grant.
- These options are exercisable as follows: (i) for 44,445 shares on the date of grant (1-9-12) and (ii) for an additional 1/3 of the 88,889 remaining shares on each of the 1st through 3rd anniversaries of the date of grant.
- Immediately exercisable.