Filing Details
- Accession Number:
- 0001209191-14-036916
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-05-27 12:02:48
- Reporting Period:
- 2014-05-22
- Filing Date:
- 2014-05-27
- Accepted Time:
- 2014-05-27 12:02:48
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
722256 | Hudson Valley Holding Corp | HVB | State Commercial Banks (6022) | 133148745 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1415361 | J. Michael Indiveri | C/O 21 Scarsdale Rd Yonkers NY 10707 | Executive Vice President & Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-05-22 | 500 | $17.15 | 5,925 | No | 4 | P | Indirect | by LLC |
Common Stock | Acquisiton | 2014-05-22 | 200 | $17.20 | 6,125 | No | 4 | P | Indirect | by LLC |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | by LLC |
No | 4 | P | Indirect | by LLC |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 8,790 | Direct | |
Common Stock | 1,500 | Direct | |
Common Stock | 4,500 | Indirect | by IRA |
Footnotes
- Held through LLC owned jointly by Reporting Person and spouse of Reporting Person.
- Includes 3,750 shares of Restricted Stock Award which vest over 4 years on the anniversary of the grant commencing 05/10/2014, at a rate of 20% for each of the first and second years and at a rate of 30% for each of the third and fourth years (750 shares vested on 05/10/2014, 750 shares will vest on 05/10/2015 and 1,125 shares will vest on each of 05/10/2016 and 05/10/2017).
- Includes 1,290 shares of Restricted Stock Award which vest over 3 years on the anniversary of the grant commencing 02/20/2015, at a rate of 33.3% for each year (430 shares will vest on each of 02/20/2015, 02/20/2016 and 02/20/2017).
- Held jointly with spouse.