Filing Details

Accession Number:
0000351834-14-000023
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2014-05-27 12:01:35
Reporting Period:
2014-03-14
Filing Date:
2014-05-27
Accepted Time:
2014-05-27 12:01:35
Original Submission Date:
2014-03-18
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
351834 Sunopta Inc. STKL Wholesale-Farm Product Raw Materials (5150) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1533313 John Ruelle C/O 5850 Opus Parkway, #150
Minnetonka MN 55343
Vp & Cao No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Disposition 2014-03-14 4,306 $10.84 14,614 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Shares Stock Options Disposition 2014-03-14 7,800 $0.00 7,800 $5.74
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
201,000 2009-10-06 2014-10-06 No 4 M Direct
Footnotes
  1. This amended Form 4 is being filed to correct a number of inaccuracies in the original Form 4 filed on March 18, 2014. The original Form 4 incorrectly reported a sale of 7,800 common shares. The correct amount sold by the reporting person was only 4,306 common shares.
  2. The original form 4 incorrectly reported that the amount of securities beneficially owned following the sale of common shares was 11,126 common shares. Following the sale of 4,306 common shares, the reporting person beneficially owned 14,614 common shares.
  3. The original Form 4 incorrectly reported a purchase of 3,494 shares of common stock that did not in fact occur. The reporting person acquired 7,800 shares pursuant to the option price reported in the original Form 4, sold 4,306 of those shares and retained the balance of 3,494 shares. As of March 14, 2014, following the sale of 4,306 common shares, the reporting person beneficially owned 14,614 common shares.
  4. The original Form 4 incorrectly reported an exercise price of $7,800. The correct exercise price was $5.74 per stock option.
  5. The original Form 4 incorrectly reported a price of derivative security of $5.74. The correct price of the derivative security is $0.