Filing Details
- Accession Number:
- 0000950142-14-001139
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-05-27 09:11:33
- Reporting Period:
- 2014-05-23
- Filing Date:
- 2014-05-27
- Accepted Time:
- 2014-05-27 09:11:33
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
815097 | Carnival Corp | CCL | Water Transportation (4400) | 591562976 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1142244 | Meir Micky Arison | C/O Carnival Corporation 3655 Nw 87Th Ave Miami FL 33178 | Chairman Of The Board | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2014-05-23 | 366 | $40.03 | 408,551 | No | 4 | S | Indirect | By Nickel 97-07 Trust |
Common Stock | Disposition | 2014-05-23 | 1,974 | $40.03 | 97,938,886 | No | 4 | S | Indirect | By MA 1994 B Shares, L.P. |
Common Stock | Disposition | 2014-05-23 | 1,060 | $40.03 | 4,217,530 | No | 4 | S | Indirect | By Nickel 2003 Revocable Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By Nickel 97-07 Trust |
No | 4 | S | Indirect | By MA 1994 B Shares, L.P. |
No | 4 | S | Indirect | By Nickel 2003 Revocable Trust |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 1,954,324 | Indirect | By various trusts |
Footnotes
- These shares were sold pursuant to a Rule 10b5-1(c) sales plan dated February 28, 2014, relating to the sale of up to 5,000,000 shares of Carnival Corporation Common Stock.
- Includes (i) 442,307 shares of Carnival Corporation Common Stock held by the Nickel 2009 GRAT; (ii) 756,008 shares of Carnival Corporation Common Stock held by the NA 2008 Trust; and (iii) 756,009 shares of Carnival Corporation Common Stock held by the KA 2008 Trust. The Reporting Person disclaims beneficial ownership of the shares of Carnival Corporation Common Stock held by the NA 2008 Trust and the KA 2008 Trust.