Filing Details

Accession Number:
0001002225-14-000055
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-05-23 18:01:34
Reporting Period:
2014-05-21
Filing Date:
2014-05-23
Accepted Time:
2014-05-23 18:01:34
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1002225 Advent Software Inc ADVS Services-Computer Programming Services (7371) 942901952
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1559426 Todd Gottula 600 Townsend Street
San Francisco CA 94103
Evp & Cto, Global Solutn Dev No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2014-05-21 2,368 $28.54 63,755 No 4 S Direct
Common Stock Acquisiton 2014-05-21 233 $17.91 63,988 No 4 M Direct
Common Stock Disposition 2014-05-21 143 $29.17 63,845 No 4 D Direct
Common Stock Disposition 2014-05-21 34 $29.17 63,811 No 4 F Direct
Common Stock Acquisiton 2014-05-21 245 $12.75 64,056 No 4 M Direct
Common Stock Disposition 2014-05-21 107 $29.17 63,949 No 4 D Direct
Common Stock Disposition 2014-05-21 52 $29.17 63,897 No 4 F Direct
Common Stock Acquisiton 2014-05-21 478 $17.80 64,375 No 4 M Direct
Common Stock Disposition 2014-05-21 292 $29.17 64,083 No 4 D Direct
Common Stock Disposition 2014-05-21 70 $29.17 64,013 No 4 F Direct
Common Stock Acquisiton 2014-05-21 233 $17.91 64,246 No 4 M Direct
Common Stock Disposition 2014-05-21 143 $29.17 64,103 No 4 D Direct
Common Stock Disposition 2014-05-21 34 $29.17 64,069 No 4 F Direct
Common Stock Acquisiton 2014-05-21 240 $12.75 64,309 No 4 M Direct
Common Stock Disposition 2014-05-21 105 $29.17 64,204 No 4 D Direct
Common Stock Disposition 2014-05-21 50 $29.17 64,154 No 4 F Direct
Common Stock Disposition 2014-05-22 399 $29.16 63,755 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 M Direct
No 4 D Direct
No 4 F Direct
No 4 M Direct
No 4 D Direct
No 4 F Direct
No 4 M Direct
No 4 D Direct
No 4 F Direct
No 4 M Direct
No 4 D Direct
No 4 F Direct
No 4 M Direct
No 4 D Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Appreciation Rights Disposition 2014-05-21 245 $0.00 245 $12.75
Common Stock Stock Appreciation Rights Disposition 2014-05-21 240 $0.00 240 $12.75
Common Stock Stock Appreciation Rights Disposition 2014-05-21 478 $0.00 478 $17.80
Common Stock Stock Appreciation Rights Disposition 2014-05-21 233 $0.00 233 $17.91
Common Stock Stock Appreciation Rights Disposition 2014-05-21 233 $0.00 233 $17.91
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
240 2011-05-14 2020-05-14 No 4 D Direct
0 2011-05-14 2020-05-14 No 4 D Direct
11,470 2013-05-14 2022-05-14 No 4 D Direct
6,067 2012-05-13 2021-05-13 No 4 D Direct
5,834 2012-05-13 2021-05-13 No 4 D Direct
Footnotes
  1. Transaction pursuant to 10b5-1 plan dated 30 August 2013
  2. Exercise of stock settled stock appreciation rights (SS-SAR). Securities disposed were rights withheld to satisfy the exercise price obligation.
  3. Shares traded for taxes. No open market activity.