Filing Details
- Accession Number:
- 0001144204-14-033511
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-05-23 18:00:19
- Reporting Period:
- 2014-05-10
- Filing Date:
- 2014-05-23
- Accepted Time:
- 2014-05-23 18:00:19
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1295947 | Prestige Brands Holdings Inc. | PBH | Pharmaceutical Preparations (2834) | 201297589 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1514517 | A. Paul Hennessey | 660 White Plains Rd., Suite 205 Tarrytown NY 10591 | Vice President, Operations | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.01 Per Share | Disposition | 2014-05-10 | 2,586 | $32.99 | 15,282 | No | 4 | F | Direct | |
| Common Stock, Par Value $0.01 Per Share | Acquisiton | 2014-05-21 | 18,257 | $11.27 | 33,539 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.01 Per Share | Acquisiton | 2014-05-21 | 18,530 | $13.24 | 52,069 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.01 Per Share | Acquisiton | 2014-05-21 | 3,641 | $29.94 | 55,710 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.01 Per Share | Disposition | 2014-05-21 | 24,363 | $33.25 | 31,347 | No | 4 | S | Direct | |
| Common Stock, Par Value $0.01 Per Share | Disposition | 2014-05-22 | 16,065 | $33.51 | 15,282 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2014-05-21 | 18,257 | $0.00 | 18,257 | $11.27 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2014-05-21 | 18,530 | $0.00 | 18,530 | $13.24 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2014-05-21 | 3,641 | $0.00 | 3,641 | $29.94 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2021-05-09 | No | 4 | M | Direct | |
| 9,265 | 2022-05-09 | No | 4 | M | Direct | |
| 7,280 | 2023-05-14 | No | 4 | M | Direct |
Footnotes
- Reflects the weighted average sale price. The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price. The range of prices for such transaction is $33.46 to $33.55.
- The option vested in three equal annual installments beginning on May 10, 2012.
- The option vests in three annual installments as follows: 9,265 on each of May 9, 2013, 2014 and 2015.
- The option vests in three installments as follows: 3,641 on May 14, 2014 and 3,640 on each of May 14, 2015 and 2016.
Billionaire Hedge Funds
