Filing Details
- Accession Number:
- 0001127602-14-018782
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-05-23 17:58:39
- Reporting Period:
- 2014-05-21
- Filing Date:
- 2014-05-23
- Accepted Time:
- 2014-05-23 17:58:39
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1570585 | Liberty Global Plc | LBTY | Cable & Other Pay Television Services (4841) | 981089808 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1398905 | Balan Nair | 38 Hans Crescent London X0 | Evp & Cto | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Ordinary Shares | Acquisiton | 2014-05-21 | 5,830 | $22.15 | 87,567 | No | 4 | M | Direct | |
Class A Ordinary Shares | Disposition | 2014-05-21 | 5,830 | $45.00 | 81,737 | No | 4 | S | Direct | |
Class C Ordinary Shares | Acquisiton | 2014-05-21 | 17,500 | $21.19 | 288,621 | No | 4 | M | Direct | |
Class C Ordinary Shares | Disposition | 2014-05-21 | 17,500 | $43.00 | 271,121 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Ordinary Shares | Stock Option A (right to buy) | Disposition | 2014-05-21 | 5,830 | $0.00 | 5,830 | $22.15 |
Class C Ordinary Shares | Stock Option C (right to buy) | Disposition | 2014-05-21 | 17,500 | $0.00 | 17,500 | $21.19 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2014-07-16 | No | 4 | M | Direct | |
0 | 2014-07-16 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class C Ordinary Shares | 5,821 | Indirect | By 401(k) Plan |
Footnotes
- On March 3, 2014, the Issuer distributed Class C ordinary shares as a dividend at the rate of one Class C ordinary share for each ordinary share outstanding as of February 14, 2014. As a result, pursuant to the anti-dilution provisions of the applicable incentive plan of the Issuer, a Class A option was adjusted for the dividend by allocating the exercise price of the original Class A option between an option based on Class A ordinary shares and an option based on Class C ordinary shares.
- On March 3, 2014, the Issuer distributed Class C ordinary shares as a dividend at the rate of one Class C ordinary share for each ordinary share outstanding as of February 14, 2014. As a result, pursuant to the anti-dilution provisions of the applicable incentive plan of the Issuer, a Class C option previously reported as an option for 37,500 shares at an exercise price of $42.37 per share was adjusted to reflect the dividend.
- The option is immediately exercisable.