Filing Details
- Accession Number:
- 0001490660-14-000107
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-05-23 17:34:32
- Reporting Period:
- 2014-05-22
- Filing Date:
- 2014-05-23
- Accepted Time:
- 2014-05-23 17:34:32
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1490660 | Marketo Inc. | MKTO | Services-Prepackaged Software (7372) | 562558241 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1380889 | R Wesley Wasson | 901 Mariners Island Blvd San Mateo CA 94404 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-05-22 | 1,666 | $2.74 | 1,666 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-05-22 | 1,366 | $24.25 | 300 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-05-22 | 300 | $24.70 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2014-05-22 | 1,666 | $0.00 | 1,666 | $2.74 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 3,334 | 2021-07-21 | No | 4 | M | Direct |
Footnotes
- These shares were sold pursuant to a 10b5-1 plan entered into by Mr. Wasson on 11/27/2013.
- This transaction was executed in multiple trades at prices ranging from $23.63 to $24.58. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $24.63 to $24.75. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The option is subject to an early exercise provision and is immediately exercisable. Shares subject to the option vest in thirty-six equal monthly installments beginning on August 22, 2011.
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