Filing Details
- Accession Number:
- 0001091667-14-000147
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-05-23 16:47:16
- Reporting Period:
- 2014-05-21
- Filing Date:
- 2014-05-23
- Accepted Time:
- 2014-05-23 16:47:16
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1091667 | Charter Communications Inc. | CHTR | Cable & Other Pay Television Services (4841) | 431857213 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1206099 | Jr F Donald Detampel | C/O Charter Communications, Inc. 400 Atlantic Street Stamford CT 06901 | Evp And Pres Commercial Svcs | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2014-05-21 | 26,250 | $32.52 | 88,409 | No | 4 | M | Direct | |
| Class A Common Stock | Acquisiton | 2014-05-21 | 61,714 | $55.12 | 150,123 | No | 4 | M | Direct | |
| Class A Common Stock | Acquisiton | 2014-05-21 | 38,750 | $55.12 | 188,873 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2014-05-21 | 26,250 | $138.78 | 162,623 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2014-05-21 | 61,714 | $138.52 | 100,909 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2014-05-21 | 38,750 | $138.43 | 62,159 | No | 4 | S | Direct | |
| Class A Common Stock | Acquisiton | 2014-05-22 | 119,119 | $55.12 | 181,278 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2014-05-22 | 119,119 | $138.09 | 62,159 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Stock Options | Disposition | 2014-05-21 | 26,250 | $32.52 | 26,250 | $32.52 |
| Class A Common Stock | Performance Vesting Options | Disposition | 2014-05-21 | 61,714 | $55.12 | 61,714 | $55.12 |
| Class A Common Stock | Time Vesting Options | Disposition | 2014-05-21 | 38,750 | $55.12 | 38,750 | $55.12 |
| Class A Common Stock | Performance Vesting Options | Disposition | 2014-05-22 | 119,119 | $55.12 | 119,119 | $55.12 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 8,750 | 2011-10-13 | 2020-10-13 | No | 4 | M | Direct |
| 119,119 | 2012-04-26 | 2021-04-26 | No | 4 | M | Direct |
| 38,750 | 2012-04-26 | 2021-04-26 | No | 4 | M | Direct |
| 0 | 2012-04-26 | 2021-04-26 | No | 4 | M | Direct |
Footnotes
- Exercise of portion of vested stock options granted on 10/13/2010 under the Charter Communications, Inc. 2009 Stock Incentive Plan.
- Exercise of a portion of vested time vesting stock options granted on 4/26/2011 under the Charter Communications, Inc. 2009 Amended and Restated Stock Incentive Plan.
- Exercise of a portion of vested performance vesting stock options granted on 4/26/2011 under the Charter Communications, Inc. 2009 Amended and Restated Stock Incentive Plan.
- Includes sale of stock options reported as exercised.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $138.32 to $139.48, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $138.28 to $138.70, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $138.07 to $138.89, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $138.00 to $138.98, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Billionaire Hedge Funds
