Filing Details

Accession Number:
0001140361-14-022764
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-05-22 20:52:26
Reporting Period:
2014-05-20
Filing Date:
2014-05-22
Accepted Time:
2014-05-22 20:52:26
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1332349 Brookdale Senior Living Inc. BKD Services-Nursing & Personal Care Facilities (8050) 203068069
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1568780 A. Edward Fenoglio 111 Westwood Place
Suite 400
Brentwood TN 37027
Division President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2014-05-20 1,612 $0.00 88,294 No 4 D Direct
Common Stock Disposition 2014-05-21 1,976 $31.85 86,318 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 D Direct
No 4 S Direct
Footnotes
  1. Represents the forfeiture of a portion of the restricted shares granted to the reporting person in 2011 due to the failure to achieve performance goals established by the Compensation Committee.
  2. Includes an aggregate of 76 shares of Common Stock acquired under the issuer's Associate Stock Purchase Plan since the date of the reporting person's last report.
  3. Represents the sale of shares to satisfy tax withholding obligations due upon the vesting of restricted stock previously granted to the reporting person. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.
  4. This transaction was executed in multiple trades at prices ranging from $31.77 to $32.03. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request by the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price.