Filing Details
- Accession Number:
- 0001284210-14-000001
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-05-22 17:29:10
- Reporting Period:
- 2014-05-20
- Filing Date:
- 2014-05-22
- Accepted Time:
- 2014-05-22 17:29:10
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1299033 | Calamos Asset Management Inc. | CLMS | Security Brokers, Dealers & Flotation Companies (6211) | 320122554 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1284210 | S Nimish Bhatt | 2020 Calamos Court Naperville IL 60563 | Svp And Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2014-05-20 | 365 | $12.25 | 98,834 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Footnotes
- Total represents 41,626.185 shares of Class A Common Stock and 57,208 Restricted Stock Units (which will settle solely in shares of Class A Common Stock).