Filing Details
- Accession Number:
- 0001144204-14-033092
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-05-22 15:28:41
- Reporting Period:
- 2014-05-21
- Filing Date:
- 2014-05-22
- Accepted Time:
- 2014-05-22 15:28:41
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1578620 | Alcentra Capital Corp | ABDC | () | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1604612 | J Paul Echausse | C/O Alcentra Capital Corp., 200 Park Ave 7Th Fl New York NY 10166 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-05-21 | 100 | $14.94 | 100 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2014-05-22 | 200 | $15.00 | 300 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 58,040 | Indirect | via BNY Mellon-Alcentra Mezzanine III, L.P. |