Filing Details
- Accession Number:
- 0001509432-14-000099
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-05-22 13:44:48
- Reporting Period:
- 2014-05-20
- Filing Date:
- 2014-05-22
- Accepted Time:
- 2014-05-22 13:44:48
- SEC Url:
- Form 4 Filing
Issuer
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1542453 | S Steven Swank | C/O Rpx Corporation One Market Plaza, Steuart Tower Ste. 800 San Francisco CA 94105 | Senior Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-05-20 | 6,405 | $0.00 | 6,405 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-05-20 | 2,408 | $16.05 | 3,997 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2014-05-21 | 208 | $4.96 | 4,205 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-05-21 | 208 | $16.05 | 3,997 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | Disposition | 2014-05-20 | 781 | $0.00 | 781 | $0.00 |
| Common Stock | Restricted Stock Units | Disposition | 2014-05-20 | 4,062 | $0.00 | 4,062 | $0.00 |
| Common Stock | Restricted Stock Units | Disposition | 2014-05-20 | 1,562 | $0.00 | 1,562 | $0.00 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2014-05-21 | 208 | $0.00 | 208 | $4.96 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 5,469 | 2012-05-20 | No | 4 | M | Direct | |
| 44,688 | 2013-05-20 | No | 4 | M | Direct | |
| 23,438 | No | 4 | M | Direct | ||
| 1,042 | 2020-10-20 | No | 4 | M | Direct |
Footnotes
- The transaction reported was effected pursuant to a 10b5-1 trading plan adopted by Reporting Person on February 28, 2013.
- Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. The units were awarded at no cost to Reporting Person.
- 6.25% of the 12,500 stock units subject to the award will vest on this date and 6.25% of the shares subject to the award will vest in equal quarterly installments thereafter, provided that Reporting Person remains in continuous service through each vest date. The quarterly vest dates are February 20, May 20, August 20 and November 20.
- 6.25% of the 65,000 stock units subject to the award will vest on this date and 6.25% of the shares subject to the award will vest in equal quarterly installments thereafter, provided that Reporting Person remains in continuous service through each vest date. The quarterly vest dates are February 20, May 20, August 20 and November 20.
- 6.25% of the 25,000 stock units subject to the award will vest on May 20, 2014 and 6.25% of the shares subject to the award will vest in equal quarterly installments thereafter, provided that Reporting Person remains in continuous service through each vest date. The quarterly vest dates are February 20, May 20, August 20 and November 20.
- The option representing the right to purchase a total of 10,000 shares vests as follows: 1,666 shares subject to the option vest on July 5, 2011; 1/48th of the shares subject to the option vest on July 21, 2011; and an additional 1/48th of the shares subject to the option vest when the Reporting Person completes each month of continuous service thereafter.
Billionaire Hedge Funds
