Filing Details
- Accession Number:
- 0001104659-14-040835
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-05-21 21:35:17
- Reporting Period:
- 2014-05-19
- Filing Date:
- 2014-05-21
- Accepted Time:
- 2014-05-21 21:35:17
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1282631 | Netlist Inc | NLST | Semiconductors & Related Devices (3674) | 954812784 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1381057 | K Chun Hong | 175 Technology, Suite 150 Irvine CA 92618 | President, Ceo & Chairman | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2014-05-19 | 350,000 | $1.29 | 5,618,750 | No | 4 | S | Indirect | Hong-Cha Property Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | Hong-Cha Property Trust |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 85,568 | Direct |
Footnotes
- Sale of stock in a private transaction to an accredited investor. Resale is subject to the registration requirements of the Securities Act of 1933.