Filing Details
- Accession Number:
- 0001104659-14-040833
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-05-21 21:02:01
- Reporting Period:
- 2014-05-19
- Filing Date:
- 2014-05-21
- Accepted Time:
- 2014-05-21 21:02:01
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1433270 | Antero Resources Corp | AR | Crude Petroleum & Natural Gas (1311) | 800162034 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
929408 | Warburg Pincus & Co. | C/O Warburg Pincus &Amp; Co. 450 Lexington Avenue New York NY 10017 | Yes | No | Yes | No | |
1162870 | Warburg Pincus Llc | C/O Warburg Pincus &Amp; Co. 450 Lexington Avenue New York NY 10017 | No | No | Yes | No | |
1220638 | P. Joseph Landy | C/O Warburg Pincus &Amp; Co. 450 Lexington Avenue New York NY 10017 | No | No | Yes | No | |
1239318 | R Charles Kaye | C/O Warburg Pincus &Amp; Co. 450 Lexington Avenue New York NY 10017 | No | No | Yes | No | |
1322709 | Warburg Pincus Partners Llc | C/O Warburg Pincus &Amp; Co. 450 Lexington Avenue New York NY 10017 | Yes | No | Yes | No | |
1414561 | Warburg Pincus X, L.p. | C/O Warburg Pincus &Amp; Co. 450 Lexington Avenue New York NY 10017 | Yes | No | Yes | No | |
1414564 | Warburg Pincus X Llc | C/O Warburg Pincus &Amp; Co. 450 Lexington Avenue New York NY 10017 | Yes | No | Yes | No | |
1414565 | Warburg Pincus Private Equity X, L.p. | C/O Warburg Pincus &Amp; Co. 450 Lexington Avenue New York NY 10017 | Yes | No | Yes | No | |
1451560 | Warburg Pincus X Partners, L.p. | C/O Warburg Pincus &Amp; Co. 450 Lexington Avenue New York NY 10017 | Yes | No | Yes | No | |
1528258 | Warburg Pincus Private Equity X O&G, L.p. | C/O Warburg Pincus &Amp; Co. 450 Lexington Avenue New York NY 10017 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.01 Per Share | Disposition | 2014-05-19 | 12,000,000 | $62.00 | 208,965,909 | No | 4 | S | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See footnote |
Footnotes
- On May 19, 2014, Antero Resources Investment LLC, a Delaware limited liability company ("Antero Investment"), sold 12,000,000 shares of common stock of Antero Resources Corporation ("Common Stock").
- The Warburg Pincus entities, as defined below, collectively hold a 38.4% voting interest, and a minority economic interest that is determined based on a multi-level waterfall, in Antero Investment, which directly owns 208,965,909 shares of Antero Resources Corporation as of the date hereof.
- Each of Warburg Pincus Private Equity X, L.P., a Delaware limited partnership ("WP X"), Warburg Pincus X Partners, L.P., a Delaware limited partnership ("WP X Partners," and together with WP X, "WP X Funds"), and Warburg Pincus Private Equity X O&G, L.P., a Delaware limited partnership ("WP X O&G") and other affiliates reporting on a separate Form 4 (see Remarks below) hold a beneficial interest in WP Antero, LLC, a Delaware limited liability company ("WP Antero"), an indirect subsidiary of WP X and WP X O&G, a direct subsidiary of WP X Partners and a member in Antero Investments. (cont'd)
- Warburg Pincus X, L.P., a Delaware limited partnership ("WP X GP"), is the general partner of WP X Funds and WP X O&G. Warburg Pincus X LLC, a Delaware limited liability company ("WP X LLC"), is the general partner of WP X GP. Warburg Pincus Partners LLC, a New York limited liability company ("WP Partners"), is the sole member of WP X LLC. Warburg Pincus & Co., a New York general partnership ("WP"), is the managing member of WP Partners. (cont'd)
- Warburg Pincus LLC, a New York limited liability company ("WP LLC"), is the manager of the WP X Funds, and WP X O&G. Charles R. Kaye and Joseph P. Landy are each a Managing General Partner of WP and a Managing Member and Co-Chief Executive Officer of WP LLC and may be deemed to control the Warburg Pincus Entities. Each of Messrs. Kaye and Landy, together with the WP X Funds, WP X O&G, WP Antero, WP X GP, WP X LLC, WP Partners, WP LLC and WP are collectively referred to herein as the "Warburg Pincus Entities."
- Each Warburg Pincus Entity disclaims beneficial ownership with respect to any shares of Common Stock, except to the extent of its indirect pecuniary interest in such shares of Common Stock. The WP X Funds, WP X O&G, WP X GP, WP X LLC, WP Partners, WP Antero and WP are directors-by-deputization solely for purposes of Section 16 of the Securities Exchange Act of 1934, as amended. Information with respect to each of the Warburg Pincus Entities is given solely by such Warburg Pincus Entity, and no Warburg Pincus Entity has responsibility for the accuracy or completeness of information supplied by another Warburg Pincus Entity.