Filing Details
- Accession Number:
- 0001144204-14-032926
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-05-21 20:14:47
- Reporting Period:
- 2014-05-19
- Filing Date:
- 2014-05-21
- Accepted Time:
- 2014-05-21 20:14:47
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1464790 | Great American Group Inc. | GAMR | Services-Business Services, Nec (7389) | 270223495 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1225085 | G Hugh Hilton | C/O Great American Group, 21860 Burbank Blvd. Suite 300 South Woodland Hills CA 91367 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-05-19 | 200,000 | $0.25 | 200,000 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 40,435 | Indirect | See Footnote |
Footnotes
- The number of shares and price per share indicated on this form are shown prior to adjustment for the 1 for 20 reverse stock split proposed by Great American Group, Inc.
- The reporting person is Chief Executive Officer of Alvarez & Marsal Capital Real Estate, LLC ("A&M"), and may be deemed to share voting and investment power over the securities held by A&M. The reporting person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein. The inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.