Filing Details

Accession Number:
0001209191-14-035977
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-05-21 19:44:52
Reporting Period:
2014-05-20
Filing Date:
2014-05-21
Accepted Time:
2014-05-21 19:44:52
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1348324 Ldr Holding Corp LDRH Surgical & Medical Instruments & Apparatus (3841) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1136038 Austin Ventures Viii Lp 300 West Sixth Street, Ste 2300
Austin TX 78701
No No Yes No
1232296 C Joseph Aragona 300 West Sixth Street, Suite 2300
Austin TX 78701
Yes No Yes No
1250010 P Kenneth Deangelis 300 West Sixth Street, Ste 2300
Austin TX 78701
No No Yes No
1250035 Av Partners Viii Lp 300 West Sixth Street, Ste 2300
Austin TX 78701
No No Yes No
1252914 D John Thornton 300 West Sixth Street, Ste 2300
Austin TX 78701
No No Yes No
1278614 A Christopher Pacitti 300 West Sixth Street, Ste 2300
Austin TX 78701
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2014-05-20 570,000 $24.50 2,716,800 No 4 S Indirect By Austin Ventures VIII, L.P.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By Austin Ventures VIII, L.P.
Footnotes
  1. Reflects sales of shares in the follow-on offering of common stock of LDR Holding Corporation that closed on May 20, 2014.
  2. Shares are held directly by Austin Ventures VIII, L.P. ("AV VIII"). AV Partners VIII, L.P. ("AVP VIII") is the general partner of AV VIII. Joseph C. Aragona, Kenneth P. DeAngelis, John D. Thornton and Christopher A. Pacitti are the general partners of AVP VIII and have voting and investment power over the shares held by AV VIII. Such persons and entity disclaim beneficial ownership of the shares held by AV VIII except to the extent of any pecuniary interest therein. The address for AV VIII is 300 West Sixth Street, Suite 2300, Austin, Texas 78701.