Filing Details
- Accession Number:
- 0001179110-14-008876
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-05-21 18:45:44
- Reporting Period:
- 2014-05-20
- Filing Date:
- 2014-05-21
- Accepted Time:
- 2014-05-21 18:45:44
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1171759 | Red Robin Gourmet Burgers Inc | RRGB | Retail-Eating Places (5812) | 841573084 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1500019 | E. Stephen Carley | 6312 S. Fiddler'S Green Circle Suite 200N Greenwood Village CO 80111 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-05-20 | 2,500 | $19.64 | 23,836 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-05-20 | 2,500 | $69.50 | 21,336 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2014-05-20 | 2,500 | $0.00 | 2,500 | $19.64 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
57,287 | 2017-09-13 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 26,744 | Indirect | See footnote |
Footnotes
- Shares disposed of pursuant to a previously established Rule 10b5-1 trading plan.
- Includes 20,336 restricted stock units subject to vesting and forfeiture restrictions.
- The shares are held indirectly by the reporting person as co-trustee of The Carley Family Trust.
- The option exercised is a portion of the grant to the reporting person made on 9/13/2010 under the issuer's Amended and Restated 2007 Performance Incentive Plan. 25% of the option vested on 9/13/2011, and thereafter 75% of the option vests in 36 substantially equal monthly installments, with the first installment vesting on 10/13/2011 and an additional installment vesting on the 13th day of each of the 35 months thereafter. As of May 20, 2014, 54,805 shares of common stock underlying the option had vested.