Filing Details
- Accession Number:
- 0001209191-14-035933
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-05-21 17:38:11
- Reporting Period:
- 2014-05-19
- Filing Date:
- 2014-05-21
- Accepted Time:
- 2014-05-21 17:38:11
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 899460 | Mannkind Corp | MNKD | Pharmaceutical Preparations (2834) | 133607736 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1309429 | Diane Palumbo | 28903 North Avenue Paine Valencia CA 91355 | Vice President, Human Resource | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $.01 Par Value | Acquisiton | 2014-05-19 | 85,000 | $3.89 | 243,858 | No | 4 | M | Direct | |
| Common Stock, $.01 Par Value | Disposition | 2014-05-19 | 85,000 | $7.50 | 158,858 | No | 4 | S | Direct | |
| Common Stock, $.01 Par Value | Acquisiton | 2014-05-19 | 36,900 | $3.80 | 195,758 | No | 4 | M | Direct | |
| Common Stock, $.01 Par Value | Disposition | 2014-05-19 | 36,900 | $7.50 | 158,858 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 Par Value | Employee Stock Option | Disposition | 2014-05-19 | 85,000 | $0.00 | 85,000 | $3.89 |
| Common Stock, $0.01 Par Value | Employee Stock Option | Disposition | 2014-05-19 | 36,900 | $0.00 | 36,900 | $3.80 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2012-08-13 | 2018-08-13 | No | 4 | M | Direct |
| 0 | 2013-03-03 | 2021-03-02 | No | 4 | M | Direct |
Footnotes
- Transaction occurred pursuant to Rule 10B5-1 Plan.
Billionaire Hedge Funds
