Filing Details
- Accession Number:
- 0001214659-14-003829
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-05-21 17:33:50
- Reporting Period:
- 2014-05-19
- Filing Date:
- 2014-05-21
- Accepted Time:
- 2014-05-21 17:33:50
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 921582 | Imax Corp | IMAX | Photographic Equipment & Supplies (3861) | 980140269 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 944011 | L Richard Gelfond | 110 East 59Th Street Suite 2100 New York NY 10022 | Chief Executive Officer | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares | Acquisiton | 2014-05-19 | 33,333 | $2.88 | 186,456 | No | 4 | C | Direct | |
| Common Shares | Disposition | 2014-05-19 | 33,333 | $25.32 | 153,123 | No | 4 | S | Direct | |
| Common Shares | Acquisiton | 2014-05-20 | 33,333 | $2.88 | 186,456 | No | 4 | C | Direct | |
| Common Shares | Disposition | 2014-05-20 | 33,333 | $25.14 | 153,123 | No | 4 | S | Direct | |
| Common Shares | Acquisiton | 2014-05-21 | 33,334 | $2.88 | 186,457 | No | 4 | C | Direct | |
| Common Shares | Disposition | 2014-05-21 | 33,334 | $24.86 | 153,123 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Direct | |
| No | 4 | S | Direct | |
| No | 4 | C | Direct | |
| No | 4 | S | Direct | |
| No | 4 | C | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Shares | stock options (to buy) | Disposition | 2014-05-19 | 33,333 | $2.88 | 33,333 | $2.88 |
| Common Shares | stock options (to buy) | Disposition | 2014-05-20 | 33,333 | $2.88 | 33,333 | $2.88 |
| Common Shares | stock options (to buy) | Disposition | 2014-05-21 | 33,334 | $2.88 | 33,334 | $2.88 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 120,542 | 2010-05-01 | 2018-12-11 | No | 4 | C | Direct |
| 120,542 | 2018-12-11 | No | 4 | C | Direct | |
| 53,875 | 2010-09-01 | 2018-12-11 | No | 4 | C | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Shares (Opening Balance) | 10,005 | Indirect | by "Pamela Gelfond Trust" |
| Common Shares (Opening Balance) | 10,005 | Indirect | by "Claudia Gelfond Trust" |
Footnotes
- Stock options were exercised and common shares sold pursuant to Rule 10b5-1 Sales Plan adopted on April 25, 2014. Mr. Gelfond's 10b5-1 Sales Plan is scheduled to terminate on April 22, 2015.
- The stock options became exercisable in 2 installments: 20,542 on May 1, 2010 and 12,791 on Sept 1, 2010.
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