Filing Details

Accession Number:
0001209191-14-035925
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-05-21 17:33:28
Reporting Period:
2014-05-20
Filing Date:
2014-05-21
Accepted Time:
2014-05-21 17:33:28
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1123270 Bank Mutual Corp BKMU Savings Institution, Federally Chartered (6035) 392004336
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1432240 Allen Richard Brown 4949 West Brown Deer Rd
Milwaukee WI 53223
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-05-20 500 $5.89 19,300 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Options to buy $11.16 2018-05-06 16,000 16,000 Direct
Common Stock Options to buy $5.05 2021-01-18 15,000 15,000 Direct
Common Stock Options to buy $3.39 2022-01-17 15,000 15,000 Direct
Common Stock Options to buy $4.82 2023-01-22 11,000 11,000 Direct
Common Stock Options to buy $7.17 2024-01-21 7,500 7,500 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2018-05-06 16,000 16,000 Direct
2021-01-18 15,000 15,000 Direct
2022-01-17 15,000 15,000 Direct
2023-01-22 11,000 11,000 Direct
2024-01-21 7,500 7,500 Direct
Footnotes
  1. Directors Stock Options. The options are fully vested.
  2. Stock options granted under the 2004 Stock Incentive Plan. The options (15,000 in the original grant) vest in annual installments of 20% each beginning January 18, 2012.
  3. Stock options granted under the 2004 Stock Incentive Plan. The options (15,000 in the original grant) vest in annual installments of 20% each beginning January 17, 2013.
  4. Stock options granted under the 2004 Stock Incentive Plan. The options (11,000 in the original grant) vest in annual installments of 20% each beginning January 22, 2014.
  5. Stock options granted under the 2004 Stock Incentive Plan. The options (7,500 in the original grant) vest in annual installments of 20% each beginning January 21, 2015.