Filing Details
- Accession Number:
- 0001209191-14-035909
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-05-21 17:13:30
- Reporting Period:
- 2014-05-02
- Filing Date:
- 2014-05-21
- Accepted Time:
- 2014-05-21 17:13:30
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1331520 | Home Bancshares Inc | HOMB | State Commercial Banks (6022) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1365242 | Jennifer Holbrook | P.o. Box 966 Conway AR 72033 | Controller | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-05-02 | 530 | $32.04 | 530 | No | 4 | P | Indirect | Held by IRA |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | Held by IRA |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock - Performance Based | 1,000 | Direct | |
| Common Stock | 1,100 | Direct | |
| Common Stock | 17,596 | Indirect | Held by 401(k) |
| Common Stock - Restricted | 1,000 | Direct | |
| Common Stock | 200 | Indirect | Custodian for children |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Performance Stock Option | $5.54 | 2010-01-01 | 2016-03-13 | 5,931 | 5,931 | Direct |
| Common Stock | Stock Option | $4.92 | 712 | 712 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2016-03-13 | 5,931 | 5,931 | Direct |
| 712 | 712 | Direct |
Footnotes
- Includes 168.473 shares acquired through the Home BancShares, Inc. 401(k) Plan since the last filing
- The option is exercisable in five equal annual installments. The first installment became exercisable on December 31, 2004
- The option expires 10 years from the exercisable date, therefore the first installment became exercisable on December 31, 2004 and expires on December 31, 2014.
- The Performance Stock awarded on August 2, 2012 will "cliff" vest on the third annual anniversary of the date that the performance goal is met. The performance goal was met on September 30, 2013 and will therefore "cliff" vest 100% on September 30, 2016.
- Restricted Stock granted on August 2, 2012 will "cliff" vest 100% three years from award date.
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