Filing Details
- Accession Number:
- 0001209191-14-035885
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-05-21 16:34:10
- Reporting Period:
- 2014-05-20
- Filing Date:
- 2014-05-21
- Accepted Time:
- 2014-05-21 16:34:10
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1463172 | Zendesk Inc. | ZEN | Services-Computer Processing & Data Preparation (7374) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1478971 | Dana Stalder | 260 Homer Avenue Suite 201 Palo Alto CA 94301 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Series A Common Stock | Disposition | 2014-05-20 | 23,138 | $0.00 | 0 | No | 4 | J | Indirect | By Matrix Partners IX, L.P. |
Common Stock | Acquisiton | 2014-05-20 | 23,138 | $0.00 | 23,138 | No | 4 | J | Indirect | By Matrix Partners IX, L.P. |
Series A Common Stock | Disposition | 2014-05-20 | 43 | $0.00 | 0 | No | 4 | J | Indirect | By Weston & Co. IX LLC, as Nominee |
Common Stock | Acquisiton | 2014-05-20 | 43 | $0.00 | 43 | No | 4 | J | Indirect | By Weston & Co. IX LLC, as Nominee |
Series A Common Stock | Acquisiton | 2014-05-20 | 5,017,267 | $0.00 | 5,017,267 | No | 4 | C | Indirect | By Matrix Partners IX, L.P. |
Series A Common Stock | Disposition | 2014-05-20 | 5,017,267 | $0.00 | 0 | No | 4 | J | Indirect | By Matrix Partners IX, L.P. |
Common Stock | Acquisiton | 2014-05-20 | 5,017,267 | $0.00 | 5,040,405 | No | 4 | J | Indirect | By Matrix Partners IX, L.P. |
Series A Common Stock | Acquisiton | 2014-05-20 | 9,193 | $0.00 | 9,193 | No | 4 | C | Indirect | By Weston & Co. IX LLC, as Nominee |
Series A Common Stock | Disposition | 2014-05-20 | 9,193 | $0.00 | 0 | No | 4 | J | Indirect | By Weston & Co. IX LLC, as Nominee |
Common Stock | Acquisiton | 2014-05-20 | 9,193 | $0.00 | 9,236 | No | 4 | J | Indirect | By Weston & Co. IX LLC, as Nominee |
Common Stock | Acquisiton | 2014-05-20 | 235,000 | $9.00 | 5,275,405 | No | 4 | P | Indirect | By Matrix Partners IX, L.P. |
Common Stock | Acquisiton | 2014-05-20 | 100,000 | $11.59 | 5,375,405 | No | 4 | P | Indirect | By Matrix Partners IX, L.P. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | J | Indirect | By Matrix Partners IX, L.P. |
No | 4 | J | Indirect | By Matrix Partners IX, L.P. |
No | 4 | J | Indirect | By Weston & Co. IX LLC, as Nominee |
No | 4 | J | Indirect | By Weston & Co. IX LLC, as Nominee |
No | 4 | C | Indirect | By Matrix Partners IX, L.P. |
No | 4 | J | Indirect | By Matrix Partners IX, L.P. |
No | 4 | J | Indirect | By Matrix Partners IX, L.P. |
No | 4 | C | Indirect | By Weston & Co. IX LLC, as Nominee |
No | 4 | J | Indirect | By Weston & Co. IX LLC, as Nominee |
No | 4 | J | Indirect | By Weston & Co. IX LLC, as Nominee |
No | 4 | P | Indirect | By Matrix Partners IX, L.P. |
No | 4 | P | Indirect | By Matrix Partners IX, L.P. |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Series A Common Stock | Series B Common Stock | Disposition | 2014-05-20 | 21,694 | $0.00 | 21,694 | $0.00 |
Series A Common Stock | Series B Common Stock | Disposition | 2014-05-20 | 39 | $0.00 | 39 | $0.00 |
Series A Common Stock | Series A Preferred Stock | Disposition | 2014-05-20 | 190,480 | $0.00 | 190,480 | $0.00 |
Series A Common Stock | Series A Preferred Stock | Disposition | 2014-05-20 | 350 | $0.00 | 350 | $0.00 |
Series A Common Stock | Series C Preferred Stock | Disposition | 2014-05-20 | 4,757,014 | $0.00 | 4,757,014 | $0.00 |
Series A Common Stock | Series C Preferred Stock | Disposition | 2014-05-20 | 8,716 | $0.00 | 8,716 | $0.00 |
Series A Common Stock | Series D Preferred Stock | Disposition | 2014-05-20 | 48,079 | $0.00 | 48,079 | $0.00 |
Series A Common Stock | Series D Preferred Stock | Disposition | 2014-05-20 | 88 | $0.00 | 88 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect |
Footnotes
- Each share of Series A Common Stock was reclassified in an exempt transaction pursuant to Rule 16b-7 into one share of Common Stock immediately prior to the closing of the Issuer's initial public offering and following the conversion of each series of the Issuer's Convertible Preferred Stock and the Issuer's Series B Common Stock into Series A Common Stock.
- These shares are owned directly by Matrix Partners IX, L.P. ("Matrix IX"). Dana Stalder is managing member of Matrix IX Management Co., L.L.C., the general partner of Matrix IX, and has sole voting and dispositive power with respect to the Matrix IX shares. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose. Dana Stalder is a director of Issuer.
- These shares are owned directly by Weston & Co. IX LLC ("Weston IX"), as nominee for Vista Grande Trust, a trust of which Mr. Stalder is the trustee and a beneficiary (the "Trust"). Weston IX also directly owns other shares in the company as nominee for other beneficial owners. Mr. Stalder disclaims ownership of any of the shares owned directly by Weston IX other than those held by Weston IX as nominee for the Trust. The Trust has sole voting and/or investment control over the shares held by Weston IX as nominee for the Trust, but does not have sole or shared voting and/or investment control with respect to the other shares owned by Weston IX.
- Each share of Series A Preferred Stock, Series C Preferred Stock and Series D Preferred Stock automatically converted into Series A Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering of Common Stock and has no expiration date or conversion price.
- Each share of Series B Common Stock automatically converted into Series A Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering of Common Stock and has no expiration date or conversion price.