Filing Details
- Accession Number:
- 0001209191-14-035867
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-05-21 16:26:06
- Reporting Period:
- 2014-05-20
- Filing Date:
- 2014-05-21
- Accepted Time:
- 2014-05-21 16:26:06
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1463172 | Zendesk Inc. | ZEN | Services-Computer Processing & Data Preparation (7374) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1417731 | Charles River Friends Xiii-A Lp | One Broadway, 15Th Floor Cambridge MA 02142 | No | No | Yes | No | |
1519781 | Charles River Partnership Xiii, Lp | One Broadway, 15Th Floor Cambridge MA 02142 | No | No | Yes | No | |
1605380 | Charles River Xiv Gp, Llc | One Broadway, 15Th Floor Cambridge MA 02142 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Series A Common Stock | Acquisiton | 2014-05-20 | 384,423 | $0.00 | 384,423 | No | 4 | C | Indirect | Charles River Friends XIII-A, LP |
Series A Common Stock | Disposition | 2014-05-20 | 384,423 | $0.00 | 0 | No | 4 | J | Indirect | Charles River Friends XIII-A, LP |
Common Stock | Acquisiton | 2014-05-20 | 384,423 | $0.00 | 384,423 | No | 4 | J | Indirect | Charles River Friends XIII-A, LP |
Common Stock | Acquisiton | 2014-05-20 | 4,505 | $9.00 | 388,928 | No | 4 | P | Indirect | Charles River Friends XIII-A, LP |
Series A Common Stock | Acquisiton | 2014-05-20 | 13,696,141 | $0.00 | 13,696,141 | No | 4 | C | Indirect | By Charles River Partnership XIII, LP |
Series A Common Stock | Disposition | 2014-05-20 | 13,696,141 | $0.00 | 0 | No | 4 | J | Indirect | By Charles River Partnership XIII, LP |
Common Stock | Acquisiton | 2014-05-20 | 13,696,141 | $0.00 | 13,696,141 | No | 4 | J | Indirect | By Charles River Partnership XIII, LP |
Common Stock | Acquisiton | 2014-05-20 | 160,495 | $9.00 | 13,856,636 | No | 4 | P | Indirect | By Charles River Partnership XIII, LP |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | Charles River Friends XIII-A, LP |
No | 4 | J | Indirect | Charles River Friends XIII-A, LP |
No | 4 | J | Indirect | Charles River Friends XIII-A, LP |
No | 4 | P | Indirect | Charles River Friends XIII-A, LP |
No | 4 | C | Indirect | By Charles River Partnership XIII, LP |
No | 4 | J | Indirect | By Charles River Partnership XIII, LP |
No | 4 | J | Indirect | By Charles River Partnership XIII, LP |
No | 4 | P | Indirect | By Charles River Partnership XIII, LP |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Series A Common Stock | Series B Common Stock | Disposition | 2014-05-20 | 3,844 | $0.00 | 3,844 | $0.00 |
Series A Common Stock | Series B Common Stock | Disposition | 2014-05-20 | 136,975 | $0.00 | 136,975 | $0.00 |
Series A Common Stock | Series A Preferred Stock | Disposition | 2014-05-20 | 244,496 | $0.00 | 244,496 | $0.00 |
Series A Common Stock | Series A Preferred Stock | Disposition | 2014-05-20 | 8,710,822 | $0.00 | 8,710,822 | $0.00 |
Series A Common Stock | Series B Preferred Stock | Disposition | 2014-05-20 | 104,542 | $0.00 | 104,542 | $0.00 |
Series A Common Stock | Series B Preferred Stock | Disposition | 2014-05-20 | 3,724,628 | $0.00 | 3,724,628 | $0.00 |
Series A Common Stock | Series C Preferred Stock | Disposition | 2014-05-20 | 27,406 | $0.00 | 27,406 | $0.00 |
Series A Common Stock | Series C Preferred Stock | Disposition | 2014-05-20 | 976,404 | $0.00 | 976,404 | $0.00 |
Series A Common Stock | Series D Preferred Stock | Disposition | 2014-05-20 | 4,135 | $0.00 | 4,135 | $0.00 |
Series A Common Stock | Series D Preferred Stock | Disposition | 2014-05-20 | 147,312 | $0.00 | 147,312 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect |
Footnotes
- Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock automatically converted into Series A Common Stock on a 1-for-1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date or conversion price.
- Each share of Series B Common Stock automatically converted into Series A Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering of Common Stock and has no expiration date or conversion price.
- Consists of shares held by Charles River Friends XIII-A, LP. Charles River XIII GP, LLC is the ultimate general partner of Charles River Friends XIII-A, LP and may be deemed to hold voting and dispositive power with respect to the reported securities but disclaims beneficial ownership except to the extent of its pecuniary interest therein. The filing of this statement by any reporting person shall not be deemed an admission that such person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this statement.
- Each share of Series A Common Stock was reclassified in an exempt transaction pursuant to Rule 16b-7 into one share of Common Stock immediately prior to the closing of the Issuer's initial public offering and following the conversion of each series of the Issuer's Convertible Preferred Stock and the Issuer's Series B Common Stock into Series A Common Stock.
- Consists of shares held by Charles River Partnership XIII, LP. Charles River XIII GP, LLC is the ultimate general partner of Charles River Partnership XIII, LP and may be deemed to hold voting and dispositive power with respect to the reported securities but disclaims beneficial ownership except to the extent of its pecuniary interest therein. The filing of this statement by any reporting person shall not be deemed an admission that such person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this statement.