Filing Details
- Accession Number:
- 0000045012-14-000214
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-05-21 13:25:55
- Reporting Period:
- 2014-05-19
- Filing Date:
- 2014-05-21
- Accepted Time:
- 2014-05-21 13:25:55
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 45012 | Halliburton Co | HAL | Oil & Gas Field Services, Nec (1389) | 752677995 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1198405 | J David Lesar | 3000 N. Sam Houston Parkway E. Houston TX 77032 | Chairman, Pres. And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-05-19 | 40,000 | $36.90 | 616,372 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-05-19 | 40,000 | $63.03 | 576,372 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Option to Buy Common Stock | Disposition | 2014-05-19 | 40,000 | $0.00 | 40,000 | $36.90 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 70,700 | 2007-12-05 | 2017-12-05 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 3,308 | Indirect | By Spouse |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Option to Buy Common Stock | $50.62 | 2013-12-04 | 2023-12-04 | 137,900 | 137,900 | Direct |
| Common Stock | Option to Buy Common Stock | $33.50 | 2012-12-05 | 2022-12-05 | 208,900 | 208,900 | Direct |
| Common Stock | Option to Buy Common Stock | $35.57 | 2011-12-06 | 2021-12-06 | 141,900 | 141,900 | Direct |
| Common Stock | Option to Buy Common Stock | $39.19 | 2010-12-01 | 2020-12-01 | 108,000 | 108,000 | Direct |
| Common Stock | Option to Buy Common Stock | $29.35 | 2009-12-01 | 2019-12-01 | 128,400 | 128,400 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2023-12-04 | 137,900 | 137,900 | Direct |
| 2022-12-05 | 208,900 | 208,900 | Direct |
| 2021-12-06 | 141,900 | 141,900 | Direct |
| 2020-12-01 | 108,000 | 108,000 | Direct |
| 2019-12-01 | 128,400 | 128,400 | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.87 to $63.135, inclusive. The Reporting Person undertakes to provide to Halliburton Company, any security holder of Halliburton Company, or the staff of the Securities and Exchange Commission, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.
Billionaire Hedge Funds
