Filing Details
- Accession Number:
- 0001181431-14-020490
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-05-20 19:28:43
- Reporting Period:
- 2014-05-16
- Filing Date:
- 2014-05-20
- Accepted Time:
- 2014-05-20 19:28:43
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
928054 | Flotek Industries Inc | FTK | Miscellaneous Chemical Products (2890) | 900023731 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1576961 | S. Carla Hardy | 10603 W. Sam Houston Pkwy N. Suite 300 Houston TX 77064 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2014-03-12 | 4,450 | $0.00 | 407,639 | No | 5 | G | Indirect | By Carla Schulz Hardy Revocable Trust |
Common Stock | Disposition | 2014-05-19 | 62,500 | $27.35 | 345,139 | No | 4 | S | Indirect | By Carla Schulz Hardy Revocable Trust |
Common Stock | Disposition | 2014-05-19 | 47,500 | $27.35 | 276,521 | No | 4 | S | Indirect | By Carla S. Hardy Grantor Retained Annuity Trust |
Common Stock | Acquisiton | 2014-05-16 | 4,380 | $27.40 | 11,244 | No | 4 | A | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | G | Indirect | By Carla Schulz Hardy Revocable Trust |
No | 4 | S | Indirect | By Carla Schulz Hardy Revocable Trust |
No | 4 | S | Indirect | By Carla S. Hardy Grantor Retained Annuity Trust |
No | 4 | A | Direct |
Footnotes
- Ms. Hardy is a trustee and beneficiary of the named trusts. Ms. Hardy disclaims beneficial ownership of such shares except to the extent of her pecuniary interest therein.
- Donation of 4,450 shares from the Revocable Trust
- Disposition of 62,500 common shares in revocable trust and 47,500 common shares in grantor retained annuity trust pursuant to a Rule 10b5-1 Trading Plan, at average prices of $27.3545 and $27.3531, respectively.
- Award grant of 4,380 shares at $27.40 per share which vest at next annual stockholders' meeting.