Filing Details
- Accession Number:
- 0001127602-14-018231
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-05-20 19:13:13
- Reporting Period:
- 2014-05-16
- Filing Date:
- 2014-05-20
- Accepted Time:
- 2014-05-20 19:13:13
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1464423 | Pennymac Mortgage Investment Trust | PMT | Real Estate Investment Trusts (6798) | 270186273 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1468932 | S Andrew Chang | C/O Pennymac Mortgage Investment Trust 6101 Condor Drive Moorpark CA 93021 | Chief Business Development Off | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares Of Beneficial Interest | Disposition | 2014-05-16 | 1,950 | $20.87 | 52,375 | No | 4 | S | Direct | |
Common Shares Of Beneficial Interest | Disposition | 2014-05-16 | 1,690 | $20.79 | 50,685 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct |
Footnotes
- The common shares of beneficial interest were sold pursuant to a 10b5-1 plan, which included sales in order to pay estimated tax obligations resulting from the scheduled vesting of 3,125 restricted share units on May 16, 2014.
- The reported amount consists of 24,250 restricted share units and 26,435 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting. In connection with the scheduled vesting on May 16, 2014, 3,125 restricted share units vested and were settled in common shares of beneficial interest, of which 1,950 were sold as described in the preceding footnote and 1,175 are included in the reported amount.