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Home > Insider Trading > Filing (0001104659-14-040488)

Filing Details

Accession Number:: 0001104659-14-040488
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2014-05-20 19:13:10
Reporting Period:: 2014-05-16

Filing Date:: 2014-05-20
Accepted Time:: 2014-05-20 19:13:10
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1466538	Cowen Group Inc.	COWN	Security Brokers, Dealers & Flotation Companies (6211)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1275922	M Jeffrey Solomon	599 Lexington Avenue New York NY 10022	Ceo, Cowen And Company, Llc	Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Acquisiton	2014-05-16	25,000	$3.85	1,820,933	No	4	P	Direct
Class A Common Stock	Disposition	2014-05-16	60,026	$3.83	1,760,907	No	4	F	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct
No	4	F	Direct

Footnotes

Represents shares of the Issuer's Class A common stock withheld to satisfy tax withholding obligations upon the vesting of restricted stock, in accordance with the terms of the related grant agreement, which was approved by the board of directors of the Issuer in accordance with Rule 16b-3 promulgated under the Securities Exchange Act of 1934.