Filing Details

Accession Number:
0001209191-14-035646
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-05-20 17:57:40
Reporting Period:
2014-05-19
Filing Date:
2014-05-20
Accepted Time:
2014-05-20 17:57:40
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1389072 Heartware International Inc. HTWR Surgical & Medical Instruments & Apparatus (3841) 980498958
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1404477 Bain Robert Thomas C/O Heartware International, Inc.
205 Newbury St., Suite 101
Framingham MA 01701
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2014-05-19 1,000 $93.39 1,500 No 4 S Indirect see footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect see footnote
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 3,260 Direct
Footnotes
  1. Robert Thomas as Trustee of the RB Thomas Superannuation Fund.