Filing Details

Accession Number:
0001062993-14-003302
Form Type:
5
Zero Holdings:
No
Publication Time:
2014-05-20 17:36:49
Reporting Period:
2006-12-31
Filing Date:
2014-05-20
Accepted Time:
2014-05-20 17:36:49
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
728331 Sutron Corp STRN Measuring & Controlling Devices, Nec (3829) 541006352
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1381864 S Raul Mcquivey 22400 Davis Drive
Sterling VA 20164
Chairman, President, Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2006-10-30 93,600 $1.13 899,436 No 4 O Direct
Common Stock Disposition 2006-12-22 10,000 $0.00 899,436 No 4 G Indirect By Raul S. McQuivey Trust dated 3/24/1999
Common Stock Disposition 2006-12-22 5,000 $6.75 899,436 No 4 S Direct
Common Stock Disposition 2006-12-26 5,000 $6.87 899,436 No 4 S Direct
Common Stock Disposition 2006-12-27 3,000 $6.88 899,436 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 O Direct
No 4 G Indirect By Raul S. McQuivey Trust dated 3/24/1999
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Option Disposition 2006-10-30 93,600 $0.00 93,600 $1.13
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
110,000 2006-11-01 No 4 O Direct
Footnotes
  1. Transaction amount represents a bona fide gift contribution to the Church of Jesus Christ of Latter Day Saints.
  2. Mr. McQuivey holds 341,250 shares of Sutron Corp common stock through the Raul S. McQuivey Trust dated 3/24/1999 following the transaction reported in Table I.
  3. Vests 18,700 shares (20%) in five installments on November 1, 1997, November 1, 1998, November 1, 1999, November 1, 2000, and November 1, 2001.
  4. Options granted on November 1, 1996, under the Issuer's 1996 Stock Option Plan and Stock Option Agreement.
  5. Figure represents Options granted on October 18, 2002, under the Issuer's 2002 Stock Option Plan and Stock Option Agreement.