Filing Details
- Accession Number:
- 0001209191-14-035605
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-05-20 16:58:49
- Reporting Period:
- 2014-05-16
- Filing Date:
- 2014-05-20
- Accepted Time:
- 2014-05-20 16:58:49
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
919956 | Diversicare Healthcare Services Inc. | DVCR | Services-Skilled Nursing Care Facilities (8051) | 621559667 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1429866 | A. Chad Mccurdy | 1621 Galleria Blvd Brentwood TN 37027 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-05-16 | 20,800 | $6.06 | 35,000 | No | 4 | P | Indirect | In IRA |
Common Stock | Acquisiton | 2014-05-16 | 36,300 | $6.06 | 161,300 | No | 4 | P | Indirect | Jointly Held with Spouse |
Common Stock | Acquisiton | 2014-05-19 | 13,700 | $6.69 | 175,000 | No | 4 | P | Indirect | Jointly Held with Spouse |
Common Stock | Acquisiton | 2014-05-20 | 7,500 | $6.34 | 7,500 | No | 4 | P | Indirect | In Spouse's IRA |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | In IRA |
No | 4 | P | Indirect | Jointly Held with Spouse |
No | 4 | P | Indirect | Jointly Held with Spouse |
No | 4 | P | Indirect | In Spouse's IRA |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 1,287 | Direct | |
Common Stock | 1,017,600 | Indirect | Owned by Marlin Capital Partners, LLC |
Common Stock | 5,000 | Indirect | Owned by Dependent Child |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Dividend Equivalent Rights on 2012 Restricted Shares | $0.00 | 1 | 12 | Direct | ||
Common Stock | Dividend Equivalent Rights on 2013 Restricted Shares | $0.00 | 2 | 12 | Direct | ||
Common Stock | Dividend Equivalent Rights on 2014 Restricted Shares | $0.00 | 3 | 3 | Direct | ||
Common Stock | Stock Settled Stock Appreciation Right | $5.45 | 2020-06-18 | 1,000 | 1,000 | Direct | |
Common Stock | Stock Settled Stock Appreciation Right | $2.37 | 2019-03-13 | 1,000 | 1,000 | Direct | |
Common Stock | Stock Options (right to buy) | $10.80 | 2018-03-12 | 15,000 | 15,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
1 | 12 | Direct | |
2 | 12 | Direct | |
3 | 3 | Direct | |
2020-06-18 | 1,000 | 1,000 | Direct |
2019-03-13 | 1,000 | 1,000 | Direct |
2018-03-12 | 15,000 | 15,000 | Direct |
Footnotes
- This price represents the weighted average purchase price of multiple transactions on the reported date at prices that ranged between $5.99627 and $6.5500. Detailed information regarding the number of shares purchased at each separate price will be provided upon request by the Commission staff, the issuer or a security holder of the issuer.
- This price represents the weighted average purchase price of multiple transactions on the reported date at prices that ranged between $6.0999 and $6.9092. Detailed information regarding the number of shares purchased at each separate price will be provided upon request by the Commission staff, the issuer or a security holder of the issuer.
- This price represents the weighted average purchase price of multiple transactions on the reported date at prices that ranged between $6.3086 and $6.4092. Detailed information regarding the number of shares purchased at each separate price will be provided upon request by the Commission staff, the issuer or a security holder of the issuer.
- Mr. McCurdy is the Managing Partner of Marlin Capital Partners, LLC.
- This reporting person disclaims beneficial ownership of shares held by his child except to the extent of his pecuniary interest therein.
- These dividend equivalent rights accrued on shares of restricted stock granted on March 12, 2012 and will vest as the underlying shares vest.
- These dividend equivalent rights accrued on shares of restricted stock granted on March 12, 2013 and will vest as the underlying shares vest.
- These dividend equivalent rights accrued on shares of restricted stock granted on March 12, 2014 and will vest as the underlying shares vest.
- Vests 1/3 on the first anniversary of the date of grant, 1/3 on the second anniversary of the date of grant, and 1/3 on the third anniversary of the date of grant.