Filing Details
- Accession Number:
- 0001225208-14-013368
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-05-20 16:33:08
- Reporting Period:
- 2014-05-16
- Filing Date:
- 2014-05-20
- Accepted Time:
- 2014-05-20 16:33:08
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1001288 | Lexmark International Inc | LXK | Computer & Office Equipment (3570) | 061308215 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1222712 | Jr W John Gamble | One Lexmark Centre Drive 740 West New Circle Road Lexington KY 40550 | Evp & Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2014-05-16 | 8,000 | $17.12 | 130,768 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2014-05-16 | 8,000 | $43.45 | 122,768 | No | 4 | S | Direct | |
Class A Common Stock | Acquisiton | 2014-05-19 | 16,000 | $17.12 | 138,768 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2014-05-19 | 16,000 | $43.30 | 122,768 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Employee Stock Option | Disposition | 2014-05-16 | 8,000 | $0.00 | 8,000 | $17.12 |
Class A Common Stock | Employee Stock Option | Disposition | 2014-05-19 | 16,000 | $0.00 | 16,000 | $17.12 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
121,000 | 2011-05-15 | 2019-05-15 | No | 4 | M | Direct |
105,000 | 2011-05-15 | 2019-05-15 | No | 4 | M | Direct |
Footnotes
- Of such shares, 5,622 were sold to pay the exercise price and applicable withholding taxes on such options, pursuant to a broker-assisted cashless exercise.
- Of such shares, 11,254 were sold to pay the exercise price and applicable withholding taxes on such options, pursuant to a broker-assisted cashless exercise.
- 38,641 of these securities are restricted stock units and earned performance-based restricted stock units, including associated dividend equivalent units, which have not yet vested.