Filing Details
- Accession Number:
- 0001144204-14-032291
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-05-20 09:31:37
- Reporting Period:
- 2014-05-15
- Filing Date:
- 2014-05-20
- Accepted Time:
- 2014-05-20 09:31:37
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1571329 | Capitala Finance Corp. | CPTA | () | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1514106 | W. Larry Carroll | C/O Capitala Finance Corp. 4201 Congress Street, Suite 360 Charlotte NC 28209 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-05-15 | 11,039 | $18.00 | 38,065 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2014-05-16 | 5,705 | $18.00 | 43,770 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Billionaire Hedge Funds
