Filing Details

Accession Number:
0001181431-14-020209
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-05-19 17:05:11
Reporting Period:
2014-05-15
Filing Date:
2014-05-19
Accepted Time:
2014-05-19 17:05:11
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1013857 Pegasystems Inc PEGA Services-Computer Processing & Data Preparation (7374) 042787865
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1353196 A Efstathios Kouninis C/O Pegasystems Inc.
1 Rogers Street
Cambridge MA 02142
Vp Of Finance & Cao No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-05-15 80 $0.00 80 No 4 M Direct
Common Stock Disposition 2014-05-15 73 $18.63 7 No 4 F Direct
Common Stock Disposition 2014-05-15 7 $18.63 0 No 4 S Direct
Common Stock Acquisiton 2014-05-15 150 $0.00 150 No 4 M Direct
Common Stock Disposition 2014-05-15 131 $18.67 19 No 4 F Direct
Common Stock Disposition 2014-05-15 19 $18.67 0 No 4 S Direct
Common Stock Acquisiton 2014-05-15 1,940 $0.00 1,940 No 4 M Direct
Common Stock Disposition 2014-05-15 1,399 $18.70 541 No 4 F Direct
Common Stock Disposition 2014-05-15 541 $18.70 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 S Direct
No 4 M Direct
No 4 F Direct
No 4 S Direct
No 4 M Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option - Right to Acquire Disposition 2014-05-15 80 $0.00 1,606 $16.15
Common Stock Stock Option - Right to Acquire Disposition 2014-05-15 150 $0.00 2,998 $15.19
Common Stock Stock Option - Right to Acquire Disposition 2014-05-15 1,940 $0.00 12,942 $11.05
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
242 2010-12-15 2019-12-15 No 4 M Direct
1,650 2012-12-14 2021-12-14 No 4 M Direct
9,708 2013-12-12 2022-12-12 No 4 M Direct
Footnotes
  1. Represents the exercise price of the Stock Option referenced in Table II, which was paid by way of the withholding by the Company of shares with a value equal to the exercise price.
  2. All options vest 20% on December 15, 2010, and the remaining 80% vesting in equal quarterly installments over the remaining four years.
  3. All options vest 20% on December 14, 2012, and the remaining 80% vesting in equal quarterly installments over the remaining four years.
  4. All options vest 20% on December 12, 2013, and the remaining 80% vesting in equal quarterly installments over the remaining four years.
  5. All share amounts and price data in this Form 4 have been restated to reflect a 2-for-1 forward stock split of Pegasystems Inc.'s common stock that occurred on April 1, 2014.
  6. This stock option grant was previously reported as 803 options, but has been adjusted to reflect the 2-for-1 stock split that occurred on April 1, 2014.
  7. This stock option grant was previously reported as 1,499 options, but has been adjusted to reflect the 2-for-1 stock split that occurred on April 1, 2014.
  8. This stock option grant was previously reported as 6,471 options, but has been adjusted to reflect the 2-for-1 stock split that occurred on April 1, 2014.