Filing Details
- Accession Number:
- 0001181431-14-020209
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-05-19 17:05:11
- Reporting Period:
- 2014-05-15
- Filing Date:
- 2014-05-19
- Accepted Time:
- 2014-05-19 17:05:11
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1013857 | Pegasystems Inc | PEGA | Services-Computer Processing & Data Preparation (7374) | 042787865 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1353196 | A Efstathios Kouninis | C/O Pegasystems Inc. 1 Rogers Street Cambridge MA 02142 | Vp Of Finance & Cao | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-05-15 | 80 | $0.00 | 80 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-05-15 | 73 | $18.63 | 7 | No | 4 | F | Direct | |
Common Stock | Disposition | 2014-05-15 | 7 | $18.63 | 0 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2014-05-15 | 150 | $0.00 | 150 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-05-15 | 131 | $18.67 | 19 | No | 4 | F | Direct | |
Common Stock | Disposition | 2014-05-15 | 19 | $18.67 | 0 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2014-05-15 | 1,940 | $0.00 | 1,940 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-05-15 | 1,399 | $18.70 | 541 | No | 4 | F | Direct | |
Common Stock | Disposition | 2014-05-15 | 541 | $18.70 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option - Right to Acquire | Disposition | 2014-05-15 | 80 | $0.00 | 1,606 | $16.15 |
Common Stock | Stock Option - Right to Acquire | Disposition | 2014-05-15 | 150 | $0.00 | 2,998 | $15.19 |
Common Stock | Stock Option - Right to Acquire | Disposition | 2014-05-15 | 1,940 | $0.00 | 12,942 | $11.05 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
242 | 2010-12-15 | 2019-12-15 | No | 4 | M | Direct |
1,650 | 2012-12-14 | 2021-12-14 | No | 4 | M | Direct |
9,708 | 2013-12-12 | 2022-12-12 | No | 4 | M | Direct |
Footnotes
- Represents the exercise price of the Stock Option referenced in Table II, which was paid by way of the withholding by the Company of shares with a value equal to the exercise price.
- All options vest 20% on December 15, 2010, and the remaining 80% vesting in equal quarterly installments over the remaining four years.
- All options vest 20% on December 14, 2012, and the remaining 80% vesting in equal quarterly installments over the remaining four years.
- All options vest 20% on December 12, 2013, and the remaining 80% vesting in equal quarterly installments over the remaining four years.
- All share amounts and price data in this Form 4 have been restated to reflect a 2-for-1 forward stock split of Pegasystems Inc.'s common stock that occurred on April 1, 2014.
- This stock option grant was previously reported as 803 options, but has been adjusted to reflect the 2-for-1 stock split that occurred on April 1, 2014.
- This stock option grant was previously reported as 1,499 options, but has been adjusted to reflect the 2-for-1 stock split that occurred on April 1, 2014.
- This stock option grant was previously reported as 6,471 options, but has been adjusted to reflect the 2-for-1 stock split that occurred on April 1, 2014.