Filing Details
- Accession Number:
- 0001181431-14-020186
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-05-19 16:28:15
- Reporting Period:
- 2014-05-15
- Filing Date:
- 2014-05-19
- Accepted Time:
- 2014-05-19 16:28:15
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1012620 | Genesee & Wyoming Inc | GWR | Railroads, Line-Haul Operating (4011) | 060984624 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1379256 | M Allison Fergus | 20 West Avenue Darien CT 06820 | General Counsel And Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock, $.01 Par Value | Acquisiton | 2014-05-15 | 6,677 | $28.92 | 38,911 | No | 4 | M | Direct | |
| Class A Common Stock, $.01 Par Value | Acquisiton | 2014-05-15 | 6,164 | $31.38 | 45,075 | No | 4 | M | Direct | |
| Class A Common Stock, $.01 Par Value | Disposition | 2014-05-15 | 7,941 | $94.72 | 37,134 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock, $.01 Par Value | Stock Option (Right to Buy) | Disposition | 2014-05-15 | 6,677 | $0.00 | 6,677 | $28.92 |
| Class A Common Stock, $.01 Par Value | Stock Option (Right to Buy) | Disposition | 2014-05-15 | 6,164 | $0.00 | 6,164 | $31.38 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2014-05-28 | No | 4 | M | Direct | |
| 0 | 2014-08-30 | No | 4 | M | Direct |
Footnotes
- All shares are held in a joint account with spouse.
- The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported in this Form 4.
- Represents the weighted average sales price for the price increments ranging from $94.67 to $94.84.
- This option award was granted under the Genesee & Wyoming Inc. Second Amended and Restated 2004 Omnibus Incentive Plan and vested in three equal annual installments, beginning February 27, 2010.
Billionaire Hedge Funds
