Filing Details
- Accession Number:
- 0001179110-14-008743
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-05-19 16:28:07
- Reporting Period:
- 2014-05-16
- Filing Date:
- 2014-05-19
- Accepted Time:
- 2014-05-19 16:28:07
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
919013 | Wave Systems Corp | WAVX | Computer Peripheral Equipment, Nec (3577) | 133477246 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1282381 | A Walter Shephard | 480 Pleasant Street Lee MA 01238 | Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2014-05-16 | 17,000 | $1.43 | 17,000 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Footnotes
- Represents a weighted average purchase price; the purchase prices ranged from $1.42 to $1.44. Upon request, the full purchase information regarding the number of shares purchased at each price increment will be provided to the Commission, the issuer or a security holder of the issuer.