Filing Details

Accession Number:
0001181431-14-020182
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-05-19 16:22:02
Reporting Period:
2014-05-15
Filing Date:
2014-05-19
Accepted Time:
2014-05-19 16:22:02
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1027207 Epiq Systems Inc EPIQ Services-Computer Programming Services (7371) 481056429
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1299337 Joel Pelofsky 501 Kansas Ave.
Kansas City KS 66105
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-05-15 400 $9.97 16,076 No 4 M Direct
Common Stock Disposition 2014-05-16 1,600 $12.34 14,476 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock NonQualified Stock Options (right to buy) Disposition 2014-05-15 400 $0.00 400 $9.97
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2005-06-30 2014-08-18 No 4 M Direct
Footnotes
  1. Options bought and held on May 15, 2014 by the reporting person.
  2. These 400 shares acquired on May 15, 2014 are to be held by the reporting person.
  3. The purpose of this sale of stock is to fund the reporting person's personal income tax obligations associated with the vesting of their stock awards.
  4. Common Stock of 14,476 shown in Table I above excludes options of 85,600. Total amount of common stock and options is 100,076.
  5. The sales price reported represents a weighted-average sales price. This transaction was executed in multiple trades at prices ranging from $12.33 to $12.35. The reporting person undertakes to provide the SEC, the issuer and any stockholder, upon request, full information regarding the number of shares purchased at each separate price.