Filing Details
- Accession Number:
- 0001144204-14-032054
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-05-19 16:03:52
- Reporting Period:
- 2014-05-15
- Filing Date:
- 2014-05-19
- Accepted Time:
- 2014-05-19 16:03:52
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
935419 | Ricks Cabaret International Inc | RICK | Retail-Eating & Drinking Places (5810) | 760458229 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1093251 | Travis Reese | 10959 Cutten Road Houston TX US 77066 | V.p./Director Of Technology | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-05-15 | 15,000 | $8.35 | 26,330 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2014-05-15 | 10,000 | $8.78 | 36,330 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-05-15 | 10,000 | $10.94 | 26,330 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-05-15 | 10,000 | $10.92 | 16,330 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-05-15 | 5,000 | $10.93 | 11,330 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options | Acquisiton | 2014-05-15 | 15,000 | $0.00 | 15,000 | $8.35 |
Common Stock | Stock Options | Acquisiton | 2014-05-15 | 10,000 | $0.00 | 10,000 | $8.78 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2013-07-02 | 2014-07-02 | No | 4 | M | Direct |
0 | 2013-06-27 | 2014-06-27 | No | 4 | M | Direct |
Footnotes
- Exercise of stock options.