Filing Details
- Accession Number:
- 0001144204-14-032053
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-05-19 16:03:04
- Reporting Period:
- 2014-05-15
- Filing Date:
- 2014-05-19
- Accepted Time:
- 2014-05-19 16:03:04
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 935419 | Ricks Cabaret International Inc | RICK | Retail-Eating & Drinking Places (5810) | 760458229 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1323020 | Kent Phillip Marshall | 10959 Cutten Road Houston TX US 77066 | Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-05-15 | 17,776 | $8.35 | 28,906 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-05-15 | 3,100 | $10.92 | 25,806 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-05-16 | 5,450 | $10.92 | 20,356 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-05-16 | 400 | $10.95 | 19,956 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-05-16 | 100 | $10.93 | 19,856 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-05-16 | 48 | $10.96 | 19,808 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-05-19 | 2,776 | $10.75 | 17,032 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-05-19 | 5,902 | $10.76 | 11,130 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options | Disposition | 2014-05-15 | 17,776 | $0.00 | 17,776 | $8.35 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 22,224 | 2013-07-02 | 2014-07-02 | No | 4 | M | Direct |
Footnotes
- Exercise of stock options.
Billionaire Hedge Funds
