Filing Details

Accession Number:
0001140361-14-022097
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-05-19 13:54:58
Reporting Period:
2014-05-19
Filing Date:
2014-05-19
Accepted Time:
2014-05-19 13:54:58
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1332551 Resource Capital Corp. RSO Real Estate Investment Trusts (6798) 202287134
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1168756 Z Jonathan Cohen 1845 Walnut Street, 18Th Floor
Philadelphia PA 19103
Ceo & President Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-05-19 40,000 $5.41 1,313,626 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 300,000 Indirect By Foundation
Footnotes
  1. On May 19, 2014, Jonathan Z. Cohen purchased, in multiple transactions, Resource Capital Corp. common stock at prices ranging from $5.40 to $5.409.
  2. 543,813 shares remain subject to vesting.
  3. The reporting person is a trustee of Arete Foundation, a charitable foundation. The reporting person disclaims beneficial ownership of these shares.