Filing Details
- Accession Number:
- 0001140361-14-022097
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-05-19 13:54:58
- Reporting Period:
- 2014-05-19
- Filing Date:
- 2014-05-19
- Accepted Time:
- 2014-05-19 13:54:58
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1332551 | Resource Capital Corp. | RSO | Real Estate Investment Trusts (6798) | 202287134 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1168756 | Z Jonathan Cohen | 1845 Walnut Street, 18Th Floor Philadelphia PA 19103 | Ceo & President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-05-19 | 40,000 | $5.41 | 1,313,626 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 300,000 | Indirect | By Foundation |
Footnotes
- On May 19, 2014, Jonathan Z. Cohen purchased, in multiple transactions, Resource Capital Corp. common stock at prices ranging from $5.40 to $5.409.
- 543,813 shares remain subject to vesting.
- The reporting person is a trustee of Arete Foundation, a charitable foundation. The reporting person disclaims beneficial ownership of these shares.