Filing Details
- Accession Number:
- 0001144204-14-031921
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-05-19 09:21:51
- Reporting Period:
- 2014-05-15
- Filing Date:
- 2014-05-19
- Accepted Time:
- 2014-05-19 09:21:51
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
320121 | Telos Corp | TLSRP | Services-Computer Integrated Systems Design (7373) | 520880974 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
899083 | Wynnefield Partners Small Cap Value Lp | 450 Seventh Avenue Suite 509 New York NY 10123 | No | No | Yes | No | |
1017043 | Nelson Obus | 450 Seventh Ave Ste 509 New York NY 10123 | No | No | Yes | No | |
1030806 | Ltd Fund Offshore Value Cap Small Wynnefield | 450 Seventh Avenue Ste 509 New York NY 10123 | No | No | Yes | No | |
1056835 | Wynnefield Capital Management Llc | 450 Seventh Ave Ste 509 New York NY 10123 | No | No | Yes | No | |
1251565 | Wynnefield Partners Small Cap Value Lp I | 450 Seventh Avenue Suite 509 New York NY 10123 | No | No | Yes | No | |
1251567 | Wynnefield Capital Inc | 450 Seventh Ave Ste 509 New York NY 10123 | No | No | Yes | No | |
1251568 | Joshua Landes | 450 Seventh Ave Ste 509 New York NY 10123 | No | No | Yes | No | |
1273617 | P L Ii Partnership Channel | 450 Seventh Avenue Ste 509 New York NY 10123 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Preferred Stock, Par Value $.01 Per Share | Acquisiton | 2014-05-15 | 1,485 | $14.45 | 122,054 | No | 4 | P | Direct | |
Preferred Stock, Par Value $.01 Per Share | Acquisiton | 2014-05-15 | 2,488 | $14.45 | 190,944 | No | 4 | P | Indirect | See Footnote |
Preferred Stock, Par Value $.01 Per Share | Acquisiton | 2014-05-15 | 1,027 | $14.45 | 92,674 | No | 4 | P | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
Footnotes
- 12% Cumulative Exchangeable Redeemable Preferred Stock, par value $.01 per share (the "Preferred Stock"), of Telos Corporation (TLSRP) ("Telos").
- On May 15, 2014 Wynnefield Partners Small Cap Value, L.P. (the "Partnership") purchased 1,485 shares of Preferred Stock reported herein. As a consequence, the Partnership directly beneficially owns 122,054 shares of Preferred Stock. Wynnefield Capital Management, LLC ("WCM"), as the sole general partner of the Partnership, has an indirect beneficial ownership interest in the shares of Preferred Stock that the Partnership directly beneficially owns. Nelson Obus and Joshua Landes, as co-managing members of WCM, have an indirect beneficial ownership interest in the shares of Preferred Stock that the Partnership directly beneficially owns.
- On May 15, 2014 Wynnefield Partners Small Cap Value, L.P. I ("Partnership-I") purchased 2,488 shares of Preferred Stock reported herein. As a consequence, Partnership-I directly beneficially owns 190,944 shares of Preferred Stock, to which the Partnership has an indirect beneficial ownership as members of a group under Section 13(d) of the Securities Exchange Act of 1934, as amended. Partnership-I, which maintains offices at the same address as the Reporting Person, is filing this statement jointly with the Reporting Person. WCM, as the sole general partner of Partnership-I, has indirect beneficial ownership interest in the shares of Preferred Stock that Partnership-I directly beneficially owns. Mr. Obus and Mr. Landes, as co-managing members of WCM, have an indirect beneficial ownership interest in the shares of Preferred Stock that Partnership-I directly beneficially owns.
- On May 15, 2014 Wynnefield Small Cap Value Offshore Fund (the "Fund") purchased 1,027 shares of Preferred Stock reported herein. As a consequence, the Fund directly beneficially owns 92,674 shares of Preferred Stock, to which the Partnership has an indirect beneficial ownership as members of a group under Section 13(d) of the Securities Exchange Act of 1934, as amended. The Fund, which maintains offices at the same address as the Reporting Person, is filing this statement jointly with the Reporting Person. Wynnefield Capital, Inc. ("WCI"), as the sole investment manager of the Fund, has an indirect beneficial ownership interest in the shares of Preferred Stock that the Fund directly beneficially owns. Mr. Obus and Mr. Landes, as principal executive officers of WCI, have an indirect beneficial ownership interest in the shares of Preferred Stock that the Fund directly beneficially owns.