Filing Details

Accession Number:
0001144204-14-031843
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-05-16 21:21:26
Reporting Period:
2014-05-15
Filing Date:
2014-05-16
Accepted Time:
2014-05-16 21:21:26
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1562594 Liquid Holdings Group Inc. LIQD Services-Prepackaged Software (7372) 455070568
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1580347 David Francescani C/O Liquid Holdings Group, Inc.
800 Third Avenue, 38Th Floor
New York NY US 10022
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-05-15 600,000 $1.25 726,862 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct