Filing Details
- Accession Number:
- 0001209191-14-034778
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-05-16 18:47:10
- Reporting Period:
- 2014-05-15
- Filing Date:
- 2014-05-16
- Accepted Time:
- 2014-05-16 18:47:10
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 719739 | Svb Financial Group | SIVB | State Commercial Banks (6022) | 942856336 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1259867 | W Gregory Becker | Svb Financial Group 3005 Tasman Drive Santa Clara CA 95054 | President And Ceo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-05-15 | 4,450 | $27.84 | 53,423 | No | 4 | M | Indirect | Revocable Trust |
| Common Stock | Disposition | 2014-05-15 | 1,637 | $101.16 | 51,786 | No | 4 | S | Indirect | Revocable Trust |
| Common Stock | Disposition | 2014-05-15 | 2,475 | $101.70 | 49,311 | No | 4 | S | Indirect | Revocable Trust |
| Common Stock | Disposition | 2014-05-15 | 338 | $102.63 | 48,973 | No | 4 | S | Indirect | Revocable Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Indirect | Revocable Trust |
| No | 4 | S | Indirect | Revocable Trust |
| No | 4 | S | Indirect | Revocable Trust |
| No | 4 | S | Indirect | Revocable Trust |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option | Disposition | 2014-05-15 | 4,450 | $27.84 | 4,450 | $27.84 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2010-05-12 | 2016-05-12 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 6,729 | Indirect | By 401(k)/ESOP |
Footnotes
- The exercise and sale of the stock option in this Form 4 was affected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person effective October 29, 2013.
- Represents the weighted average sale price per share. The actual sale prices ranged from a low of $100.50 to a high of $102.68.
Billionaire Hedge Funds
