Filing Details
- Accession Number:
- 0001209191-14-034738
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-05-16 17:52:30
- Reporting Period:
- 2014-05-15
- Filing Date:
- 2014-05-16
- Accepted Time:
- 2014-05-16 17:52:30
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1333170 | Nxstage Medical Inc. | NXTM | Electromedical & Electrotherapeutic Apparatus (3845) | 043454702 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1341405 | L Winifred Swan | C/O Nxstage Medical, Inc. 350 Merrimack Street Lawrence MA 01843 | Svp And General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-05-15 | 2,000 | $6.84 | 23,688 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-05-15 | 4,629 | $4.54 | 28,317 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-05-15 | 3,000 | $2.11 | 31,317 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-05-15 | 9,629 | $12.80 | 21,688 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2014-05-15 | 2,000 | $0.00 | 2,000 | $6.84 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2014-05-15 | 4,629 | $0.00 | 4,629 | $4.54 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2014-05-15 | 3,000 | $0.00 | 3,000 | $2.11 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 8,968 | 2005-01-20 | 2015-01-20 | No | 4 | M | Direct |
| 92 | 2008-04-27 | 2015-03-26 | No | 4 | M | Direct |
| 3,175 | 2009-04-05 | 2016-03-04 | No | 4 | M | Direct |
Footnotes
- This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2014.
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