Filing Details
- Accession Number:
- 0001127602-14-018006
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-05-16 17:41:39
- Reporting Period:
- 2014-05-15
- Filing Date:
- 2014-05-16
- Accepted Time:
- 2014-05-16 17:41:39
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1570585 | Liberty Global Plc | LBTY | Cable & Other Pay Television Services (4841) | 981089808 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1145585 | W John Dick | 38 Hans Crescent London X0 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class C Ordinary Shares | Acquisiton | 2014-05-15 | 20,000 | $10.99 | 61,188 | No | 4 | M | Direct | |
Class C Ordinary Shares | Acquisiton | 2014-05-15 | 10,000 | $11.55 | 71,188 | No | 4 | M | Direct | |
Class C Ordinary Shares | Acquisiton | 2014-05-15 | 20,000 | $10.79 | 91,188 | No | 4 | M | Direct | |
Class C Ordinary Shares | Disposition | 2014-05-15 | 50,000 | $41.62 | 41,188 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class C Ordinary Shares | Stock Option C (right to buy) | Disposition | 2014-05-15 | 20,000 | $0.00 | 20,000 | $10.99 |
Class C Ordinary Shares | Stock Option C (right to buy) | Disposition | 2014-05-15 | 10,000 | $0.00 | 10,000 | $11.55 |
Class C Ordinary Shares | Stock Option C (right to buy) | Disposition | 2014-05-15 | 20,000 | $0.00 | 20,000 | $10.79 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2015-06-15 | No | 4 | M | Direct | |
0 | 2015-06-15 | No | 4 | M | Direct | |
0 | 2016-06-22 | No | 4 | M | Direct |
Footnotes
- On March 3, 2014, the Issuer distributed Class C ordinary shares as a dividend at the rate of one Class C ordinary share for each ordinary share outstanding as of February 14, 2014. As a result, pursuant to the anti-dilution provisions of the applicable incentive plan of the Issuer, a Class C option previously reported as an option for 20,000 shares at an exercise price of $21.98 per share was adjusted to reflect the dividend.
- On March 3, 2014, the Issuer distributed Class C ordinary shares as a dividend at the rate of one Class C ordinary share for each ordinary share outstanding as of February 14, 2014. As a result, pursuant to the anti-dilution provisions of the applicable incentive plan of the Issuer, a Class A option was adjusted for the dividend by allocating the exercise price of the original Class A option between an option based on Class A ordinary shares and an option based on Class C ordinary shares.
- On March 3, 2014, the Issuer distributed Class C ordinary shares as a dividend at the rate of one Class C ordinary share for each ordinary share outstanding as of February 14, 2014. As a result, pursuant to the anti-dilution provisions of the applicable incentive plan of the Issuer, a Class C option previously reported as an option for 20,000 shares at an exercise price of $21.58 per share was adjusted to reflect the dividend.
- The price reflects a weighted average of sales made at prices ranging from $41.62 to $41.64. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares sold at each separate price.
- The option is immediately exercisable.