Filing Details

Accession Number:
0001127602-14-018006
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-05-16 17:41:39
Reporting Period:
2014-05-15
Filing Date:
2014-05-16
Accepted Time:
2014-05-16 17:41:39
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1570585 Liberty Global Plc LBTY Cable & Other Pay Television Services (4841) 981089808
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1145585 W John Dick 38 Hans Crescent
London X0
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class C Ordinary Shares Acquisiton 2014-05-15 20,000 $10.99 61,188 No 4 M Direct
Class C Ordinary Shares Acquisiton 2014-05-15 10,000 $11.55 71,188 No 4 M Direct
Class C Ordinary Shares Acquisiton 2014-05-15 20,000 $10.79 91,188 No 4 M Direct
Class C Ordinary Shares Disposition 2014-05-15 50,000 $41.62 41,188 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class C Ordinary Shares Stock Option C (right to buy) Disposition 2014-05-15 20,000 $0.00 20,000 $10.99
Class C Ordinary Shares Stock Option C (right to buy) Disposition 2014-05-15 10,000 $0.00 10,000 $11.55
Class C Ordinary Shares Stock Option C (right to buy) Disposition 2014-05-15 20,000 $0.00 20,000 $10.79
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2015-06-15 No 4 M Direct
0 2015-06-15 No 4 M Direct
0 2016-06-22 No 4 M Direct
Footnotes
  1. On March 3, 2014, the Issuer distributed Class C ordinary shares as a dividend at the rate of one Class C ordinary share for each ordinary share outstanding as of February 14, 2014. As a result, pursuant to the anti-dilution provisions of the applicable incentive plan of the Issuer, a Class C option previously reported as an option for 20,000 shares at an exercise price of $21.98 per share was adjusted to reflect the dividend.
  2. On March 3, 2014, the Issuer distributed Class C ordinary shares as a dividend at the rate of one Class C ordinary share for each ordinary share outstanding as of February 14, 2014. As a result, pursuant to the anti-dilution provisions of the applicable incentive plan of the Issuer, a Class A option was adjusted for the dividend by allocating the exercise price of the original Class A option between an option based on Class A ordinary shares and an option based on Class C ordinary shares.
  3. On March 3, 2014, the Issuer distributed Class C ordinary shares as a dividend at the rate of one Class C ordinary share for each ordinary share outstanding as of February 14, 2014. As a result, pursuant to the anti-dilution provisions of the applicable incentive plan of the Issuer, a Class C option previously reported as an option for 20,000 shares at an exercise price of $21.58 per share was adjusted to reflect the dividend.
  4. The price reflects a weighted average of sales made at prices ranging from $41.62 to $41.64. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares sold at each separate price.
  5. The option is immediately exercisable.