Filing Details

Accession Number:
0001181431-14-019928
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-05-16 16:01:53
Reporting Period:
2014-05-14
Filing Date:
2014-05-16
Accepted Time:
2014-05-16 16:01:53
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1163165 Conocophillips COP Petroleum Refining (2911) 010562944
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1549508 J Matthew Fox 600 North Dairy Ashford
Houston TX 77079
Executive Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-05-14 43,565 $54.80 43,565 No 4 M Direct
Common Stock Disposition 2014-05-14 43,565 $78.59 0 No 4 S Direct
Common Stock Acquisiton 2014-05-14 81,066 $58.08 81,066 No 4 M Direct
Common Stock Disposition 2014-05-14 81,066 $78.59 0 No 4 S Direct
Common Stock Acquisiton 2014-05-14 1,253 $0.00 1,253 No 4 M Direct
Common Stock Disposition 2014-05-14 1,253 $78.52 0 No 4 D Direct
Common Stock Disposition 2014-05-14 3,978 $78.52 0 No 4 D Indirect By ConocoPhillips Savings Plan
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 D Direct
No 4 D Indirect By ConocoPhillips Savings Plan
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2014-05-14 43,565 $0.00 43,565 $54.80
Common Stock Employee Stock Option (Right to Buy) Disposition 2014-05-14 81,066 $0.00 81,066 $58.08
Common Stock Phantom Stock Disposition 2014-05-14 1,253 $0.00 1,253 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
21,783 2022-02-09 No 4 M Direct
162,134 2023-02-05 No 4 M Direct
0 No 4 M Direct
Footnotes
  1. In connection with the spin-off of Phillips 66 on April 30, 2012 by ConocoPhillips, outstanding ConocoPhillips stock options that are not vested and are held by ConocoPhillips officers or employees, who continued as officers or employees of ConocoPhillips immediately after the spin-off, were replaced with adjusted ConocoPhillips stock options to purchase ConocoPhillips common stock, which will generally preserve the intrinsic value of each original stock option grant and the ratio of the exercise price to the fair market value of ConocoPhillips common stock on the distribution date.
  2. The options became exercisable in three equal annual installments beginning on the first anniversary of February 9, 2012 grant date.
  3. The options became exercisable in three equal annual installments beginning on the first anniversary of February 5, 2013 grant date.
  4. Each share of phantom stock was the economic equivalent of one share of ConocoPhillips common stock. The reporting person settled his shares of phantom stock for cash.
  5. The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c).