Filing Details
- Accession Number:
- 0001181431-14-019928
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-05-16 16:01:53
- Reporting Period:
- 2014-05-14
- Filing Date:
- 2014-05-16
- Accepted Time:
- 2014-05-16 16:01:53
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1163165 | Conocophillips | COP | Petroleum Refining (2911) | 010562944 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1549508 | J Matthew Fox | 600 North Dairy Ashford Houston TX 77079 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-05-14 | 43,565 | $54.80 | 43,565 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-05-14 | 43,565 | $78.59 | 0 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2014-05-14 | 81,066 | $58.08 | 81,066 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-05-14 | 81,066 | $78.59 | 0 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2014-05-14 | 1,253 | $0.00 | 1,253 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-05-14 | 1,253 | $78.52 | 0 | No | 4 | D | Direct | |
Common Stock | Disposition | 2014-05-14 | 3,978 | $78.52 | 0 | No | 4 | D | Indirect | By ConocoPhillips Savings Plan |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | D | Direct | |
No | 4 | D | Indirect | By ConocoPhillips Savings Plan |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2014-05-14 | 43,565 | $0.00 | 43,565 | $54.80 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2014-05-14 | 81,066 | $0.00 | 81,066 | $58.08 |
Common Stock | Phantom Stock | Disposition | 2014-05-14 | 1,253 | $0.00 | 1,253 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
21,783 | 2022-02-09 | No | 4 | M | Direct | |
162,134 | 2023-02-05 | No | 4 | M | Direct | |
0 | No | 4 | M | Direct |
Footnotes
- In connection with the spin-off of Phillips 66 on April 30, 2012 by ConocoPhillips, outstanding ConocoPhillips stock options that are not vested and are held by ConocoPhillips officers or employees, who continued as officers or employees of ConocoPhillips immediately after the spin-off, were replaced with adjusted ConocoPhillips stock options to purchase ConocoPhillips common stock, which will generally preserve the intrinsic value of each original stock option grant and the ratio of the exercise price to the fair market value of ConocoPhillips common stock on the distribution date.
- The options became exercisable in three equal annual installments beginning on the first anniversary of February 9, 2012 grant date.
- The options became exercisable in three equal annual installments beginning on the first anniversary of February 5, 2013 grant date.
- Each share of phantom stock was the economic equivalent of one share of ConocoPhillips common stock. The reporting person settled his shares of phantom stock for cash.
- The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c).