Filing Details
- Accession Number:
- 0001002225-14-000052
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-05-16 15:26:24
- Reporting Period:
- 2014-05-14
- Filing Date:
- 2014-05-16
- Accepted Time:
- 2014-05-16 15:26:24
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1002225 | Advent Software Inc | ADVS | Services-Computer Programming Services (7371) | 942901952 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1309147 | Peter David Hess | 600 Townsend Street San Francisco CA 94103 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2014-05-14 | 2,609 | $28.79 | 167,700 | No | 4 | D | Direct | |
Common Stock | Disposition | 2014-05-14 | 1,935 | $28.79 | 165,765 | No | 4 | D | Direct | |
Common Stock | Disposition | 2014-05-16 | 4,166 | $28.27 | 161,599 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | D | Direct | |
No | 4 | D | Direct | |
No | 4 | S | Direct |
Footnotes
- Disposed shares withheld through net share settlement associated with the vesting of restricted stock units, to satisfy tax withholding obligations. No open market activity.
- Transaction pursuant to 10b5-1 plan dated 13 November 2013
- Includes Performance Shares granted on 3/14/2014 based on 200% achievement of pre-established performance goals and upon the certification of performance goal achievement. The number of Performance Shares ultimately earned will vary from 0% to 200% depending on achievement. Each Performance Share represents a contingent right to receive one share of ADVS common stock.