Filing Details

Accession Number:
0001002225-14-000052
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-05-16 15:26:24
Reporting Period:
2014-05-14
Filing Date:
2014-05-16
Accepted Time:
2014-05-16 15:26:24
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1002225 Advent Software Inc ADVS Services-Computer Programming Services (7371) 942901952
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1309147 Peter David Hess 600 Townsend Street
San Francisco CA 94103
Chief Executive Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2014-05-14 2,609 $28.79 167,700 No 4 D Direct
Common Stock Disposition 2014-05-14 1,935 $28.79 165,765 No 4 D Direct
Common Stock Disposition 2014-05-16 4,166 $28.27 161,599 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 D Direct
No 4 D Direct
No 4 S Direct
Footnotes
  1. Disposed shares withheld through net share settlement associated with the vesting of restricted stock units, to satisfy tax withholding obligations. No open market activity.
  2. Transaction pursuant to 10b5-1 plan dated 13 November 2013
  3. Includes Performance Shares granted on 3/14/2014 based on 200% achievement of pre-established performance goals and upon the certification of performance goal achievement. The number of Performance Shares ultimately earned will vary from 0% to 200% depending on achievement. Each Performance Share represents a contingent right to receive one share of ADVS common stock.