Filing Details

Accession Number:
0000923876-14-000003
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-05-16 14:10:15
Reporting Period:
2014-05-15
Filing Date:
2014-05-16
Accepted Time:
2014-05-16 14:10:15
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
727273 Cadiz Inc CDZI Water Supply (4941) 770313235
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1387874 T Geoffrey Grant C/O Cadiz Inc.
550 South Hope Street, Suite 2850
Los Angeles CA 90071
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-05-15 30,000 $8.00 98,379 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 30,500 Indirect By Trust
Footnotes
  1. These shares are held in five separate trusts, each holding 6,100 shares for the benefit of a child of the Reporting Person. The trustee of these trusts is not a member of the Reporting Person's immediate family. The Reporting Person disclaims beneficial ownership of the securities held by these trusts.