Filing Details
- Accession Number:
- 0001225208-14-013121
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-05-16 13:52:06
- Reporting Period:
- 2014-05-14
- Filing Date:
- 2014-05-16
- Accepted Time:
- 2014-05-16 13:52:06
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
720005 | Raymond James Financial Inc | RJF | Security Brokers, Dealers & Flotation Companies (6211) | 591517485 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1541020 | A Jeffrey Dowdle | 880 Carillon Parkway St. Petersburg FL 33716 | President, Ams - Rja | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2014-05-14 | 3,683 | $50.00 | 31,063 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 1,500 | Indirect | by Son MS |
Common Stock | 7,231 | Indirect | ESOP |
Common Stock | 900 | Indirect | John R. Dowdle Exempt Marital Trust |
Common Stock | 10,000 | Indirect | Mary R. Dowdle Trust |
Common Stock | 1,500 | Indirect | UTMA Custodian for Daughter EC |
Common Stock | 1,500 | Indirect | UTMA Custodian for Son GT |
Common Stock | 1,500 | Indirect | UTMA Custodian for Son JA |
Footnotes
- Reflects weighted-average sales price. Shares of common stock were sold in multiple same-way open market sale transactions on the same day through a trade order executed by a broker dealer at prices ranging from $49.9800 to $50.0600. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person undertakes to provide upon request to the SEC staff, the issuer or its shareowners full information regarding the number of shares sold at each separate price.
- The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
- Includes number of shares acquired under ESOP through May 13, 2014.
- The reporting person is the trustee of the Trust and holds a remainder interest therein. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.