Filing Details
- Accession Number:
- 0001181431-14-019885
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-05-16 12:55:24
- Reporting Period:
- 2014-05-14
- Filing Date:
- 2014-05-16
- Accepted Time:
- 2014-05-16 12:55:24
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1410636 | American Water Works Company Inc. | AWK | Water Supply (4941) | 510063696 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1430106 | Walter Lynch | 1025 Laurel Oak Road Voorhees NJ 08043 | President,Regulated Operations | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-05-14 | 5,000 | $20.70 | 63,644 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-05-14 | 5,000 | $47.10 | 58,644 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Disposition | 2014-05-14 | 5,000 | $0.00 | 5,000 | $20.70 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
10,414 | 2015-12-31 | No | 4 | M | Direct |
Footnotes
- The option award granted on February 20, 2009, representing a right to purchase 65,414 shares, vested in three equal installments on January 1, 2010, 2011 and 2012.
- 50,000 shares of this option award were previously exercised and reported.